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WM

William M. Miller

HEIRLOOM WEALTH MANAGEMENT LLC
GREENWOOD VILLAGE, CO 80111
Some features on this profile are disabled
CRD#: 5847941
WM

Professional summary

William M Miller, who also goes by Mike Miller, is a registered financial advisor currently at HEIRLOOM WEALTH MANAGEMENT LLC located in Greenwood Village, Colorado.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. William has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mike Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 2020; Managing Member of Magellen Capital, LLC. Entity used for the processing of bookkeeping and payroll for investment advisory services. Not investment related. 1 hour/mo 2) Colorado Producer license for health and life 3) Insurance agent, Various carriers. Not investment related, Life, accident & health. 20 hours/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William M Miller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 20, 2018 - Present

HEIRLOOM WEALTH MANAGEMENT LLC

Office #1: 6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111
RIA
CRD#: 292277
GREENWOOD VILLAGE, CO
Past

May 27, 2015 - April 5, 2018

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RIA
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ENGLEWOOD, CO
Past

June 20, 2014 - December 23, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
TORRANCE, CA
Past

June 20, 2014 - April 9, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
TORRANCE, CA
Past

January 1, 2011 - July 18, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LAKEWOOD, CO
Past

November 6, 2010 - July 18, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
LAKEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HEIRLOOM WEALTH MANAGEMENT LLC
HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277 / SEC#: 801-112707

RIA
Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(4/20/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/28/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/9/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/2010
General Securities Representative Examination

Current Firm

HW
HEIRLOOM WEALTH MANAGEMENT LLC
HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277 / SEC#: 801-112707

RIA
Registered Investment Advisory firm - (3/30/2018 Approved)
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Contact information

Main Address
6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111
Mailing Address
Phone number
(720) 328-2877
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/19/2025)

Regulatory assets under management

Total Number of Accounts1,800
AUM (Assets Under Management)$ 614,050,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277Greenwood Village, CO 80111

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