Beth A. Wilson

POULOS ADVISORS

South Burlington, VT 05403

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CRD#: 5847933

Professional summary

Beth Ann Wilson, CFP®, who also goes by Beth Ann Bergeron, is a registered financial advisor currently at POULOS ADVISORS, INC. located in South Burlington, Vermont.

Beth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Beth has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Beth Ann Bergeron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beth Ann Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

October 18, 2010 - Present

POULOS ADVISORS, INC.

Office #1: 1233 Shelburne Road C-4, South Burlington, VT 05403

RIA

CRD#: 141905

South Burlington, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POULOS ADVISORS, INC.

POULOS ADVISOR, INC. | POULOS ADVISORS, LLC | POULOS ADVISORS, INC.

CRD#: 141905 / SEC#: 801-133746

RIA

Registered Investment Advisory firm - (6/24/2025 Approved)

California

Registered Investment Advisory firm - (7/31/2025 Terminated)

Nevada

Registered Investment Advisory firm - (7/2/2025 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/9/2025 Terminated)

Vermont

Registered Investment Advisory firm - (7/2/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(10/18/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2010

Uniform Investment Adviser Law Examination

Current Firm

POULOS ADVISORS, INC.

POULOS ADVISOR, INC. | POULOS ADVISORS, LLC | POULOS ADVISORS, INC.

CRD#: 141905 / SEC#: 801-133746

RIA

Registered Investment Advisory firm - (6/24/2025 Approved)

California

Registered Investment Advisory firm - (7/31/2025 Terminated)

Nevada

Registered Investment Advisory firm - (7/2/2025 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/9/2025 Terminated)

Vermont

Registered Investment Advisory firm - (7/2/2025 Terminated)

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Contact information

Main Address

1233 Shelburne Road C-4, South Burlington, VT 05403

Mailing Address

Po Box 64855, Burlington, VT 05406

Phone number

(802) 862-7361

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE WITH FORM ADV PART 2B: BROCHURE SUPPLEMENTS (2/5/2026)

Regulatory assets under management

Total Number of Accounts	319
AUM (Assets Under Management)	$ 150,420,377

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Beth A. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beth Ann Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

POULOS ADVISORS, INC.

Primary Firm SEC Registration

POULOS ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2010

Current Firm

POULOS ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POULOS ADVISORS, INC.

TRUST BUT VERIFY

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