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AN

Adam J. Nuger

INLAND SECURITIES
Oak Brook, IL 60523
Some features on this profile are disabled
CRD#: 5847872
AN

Professional summary

Adam J Nuger, who also goes by Adam Nuger, is a registered financial professional currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2010. Adam has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Adam Nuger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam J Nuger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 1, 2021 - Present

INLAND SECURITIES CORPORATION

Office #1: 2901 Butterfield Road, Oak Brook, IL 60523
BD
CRD#: 15807
Oak Brook, IL
Past

December 4, 2019 - February 3, 2021

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
FRANKLIN PARK, IL
Past

December 4, 2019 - February 3, 2021

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
FRANKLIN PARK, IL
Past

April 10, 2018 - October 3, 2018

ADVISORS ASSET MANAGEMENT, INC.

RIA
CRD#: 46727
LISLE, IL
Past

April 10, 2018 - October 3, 2018

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
LISLE, IL
Past

October 24, 2014 - April 10, 2018

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
DOWNERS GROVE, IL
Past

October 24, 2014 - April 10, 2018

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
DOWNERS GROVE, IL
Past

December 4, 2013 - October 23, 2014

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
CHICAGO, IL
Past

December 4, 2013 - October 23, 2014

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
CHICAGO, IL
Past

October 1, 2012 - November 14, 2013

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
DOWNERS GROVE, IL
Past

October 1, 2012 - November 14, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
DOWNERS GROVE, IL
Past

December 8, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
DOWNERS GROVE, IL
Past

December 8, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
DOWNERS GROVE, IL
Past

November 12, 2010 - October 27, 2011

NEW ENGLAND SECURITIES

RIA
CRD#: 615
SCHAUMBURG, IL
Past

October 14, 2010 - October 27, 2011

NEW ENGLAND SECURITIES

BD
CRD#: 615
SCHAUMBURG, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/24/2024)
RR
Arkansas
(10/24/2024)
RR
Colorado
(10/24/2024)
RR
Illinois
(2/1/2021)
RR
Indiana
(10/24/2024)
RR
Iowa
(10/24/2024)
RR
Kansas
(10/24/2024)
RR
Kentucky
(10/24/2024)
RR
Louisiana
(10/24/2024)
RR
Michigan
(10/24/2024)
RR
Minnesota
(10/24/2024)
RR
Missouri
(10/24/2024)
RR
Nebraska
(10/24/2024)
RR
New Mexico
(10/24/2024)
RR
North Dakota
(10/24/2024)
RR
Ohio
(10/24/2024)
RR
Oklahoma
(10/24/2024)
RR
South Dakota
(10/24/2024)
RR
Texas
(10/24/2024)
RR
Utah
(10/24/2024)
RR
Wisconsin
(10/24/2024)
RR
Wyoming
(10/24/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/5/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/13/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INLAND SECURITIES CORPORATION
INCOR SECURITIES CORPORATION | INTERVEST NATIONAL SECURITIES CORPORATION | INLAND SECURITIES CORPORATION

CRD#: 15807 / SEC#: , 8-32775

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
2901 Butterfield Road, Oak Brook, IL 60523
Mailing Address
2901 Butterfield Road, Oak Brook, IL 60523
Phone number
(630) 218-8000
Established
Delaware since 08/14/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INLAND REAL ESTATE INVESTMENT CORPORATIONCORPORATION
CHERESO, ANTHONY JOSEPHDIRECTOR5289928
HRTANEK, CATHLEEN MAY-ORBANDIRECTOR7886681
KASPRZAK, DAVID EDWARDPRINCIPAL, EXECUTIVE VICE PRESIDENT2651202
LYNCH, CATHERINE LYNNCHIEF FINANCIAL OFFICER & DIRECTOR2584621
TUCEK, AMY CATHERINEVICE PRESIDENT & CHIEF COMPLIANCE OFFICER2021342

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INLAND SECURITIES CORPORATION

CRD#: 15807Oak Brook, IL 60523

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