Adam J. Nuger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam J Nuger, who also goes by Adam Nuger, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2010. Adam had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2021 - April 1, 2026
INLAND SECURITIES CORPORATION
December 4, 2019 - February 3, 2021
PNC WEALTH MANAGEMENT LLC
December 4, 2019 - February 3, 2021
PNC WEALTH MANAGEMENT LLC
April 10, 2018 - October 3, 2018
ADVISORS ASSET MANAGEMENT, INC.
April 10, 2018 - October 3, 2018
ADVISORS ASSET MANAGEMENT, INC.
October 24, 2014 - April 10, 2018
INVESCO ADVISERS, INC.
October 24, 2014 - April 10, 2018
INVESCO DISTRIBUTORS, INC.
December 4, 2013 - October 23, 2014
PNC WEALTH MANAGEMENT LLC
December 4, 2013 - October 23, 2014
PNC WEALTH MANAGEMENT LLC
October 1, 2012 - November 14, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 14, 2013
J.P. MORGAN SECURITIES LLC
December 8, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
December 8, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 12, 2010 - October 27, 2011
NEW ENGLAND SECURITIES
October 14, 2010 - October 27, 2011
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INLAND SECURITIES CORPORATION
CRD#: 15807 / SEC#: , 8-32775
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INLAND REAL ESTATE INVESTMENT CORPORATION | CORPORATION | |
| CHERESO, ANTHONY JOSEPH | DIRECTOR | 5289928 |
| HRTANEK, CATHLEEN MAY-ORBAN | DIRECTOR | 7886681 |
| KASPRZAK, DAVID EDWARD | PRINCIPAL, EXECUTIVE VICE PRESIDENT | 2651202 |
| LYNCH, CATHERINE LYNN | CHIEF FINANCIAL OFFICER & DIRECTOR | 2584621 |
| TUCEK, AMY CATHERINE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2021342 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
