Bruce M. Pym
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Michael Pym was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 2010. Bruce had worked at 3 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 82 and Series 79 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2016 - July 15, 2024
MERIDIAN CAPITAL LLC
March 28, 2014 - August 8, 2017
ELLIOTT COVE CAPITAL MANAGEMENT
October 17, 2012 - February 28, 2013
NEW ENERGY RESEARCH & CAPITAL LLC
October 6, 2010 - March 27, 2014
ELLIOTT COVE CAPITAL MANAGEMENT
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
What does exam status mean?
Series 79TO
Passed: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 79
Passed: 1/22/2014
Current Firm
MERIDIAN CAPITAL LLC
CRD#: 172143 / SEC#: , 8-69499
Contact information
Documents
Red Flags
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