Tony E. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tony E Bell was a registered financial professional .
Tony is a previously registered financial professional and started their career in finance in 2010. Tony had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2013 - February 11, 2022
SCF INVESTMENT ADVISORS, INC.
August 26, 2013 - February 11, 2022
SCF SECURITIES, INC.
May 29, 2012 - August 26, 2013
MODERN CAPITAL ADVISORS, LLC
April 9, 2012 - August 26, 2013
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
December 3, 2010 - September 2, 2011
MORGAN STANLEY
October 21, 2010 - September 2, 2011
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
