JJ
Joshua L. Johnson
THRIVENT INVESTMENT MANAGEMENT
Marshall, MN 56258
Some features on this profile are disabled
CRD#: 5847676
JJ
Professional summary
Joshua Loren Robert Johnson is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Marshall, Minnesota.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Joshua has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LYND FIRE DEPT POSITION: FIrefighter NATURE: Respond to 911 calls pertaining to Fire,accident,and medical situations. On call at will. ***Update***03/15/22 - Assistant Chief verified by City Council and no longer Secretary of Dept INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 111 W Railroad St, Lynd MN 56157, United States DESCRIPTION: Perform duties as directed by senior officer on site. USA HOCKEY POSITION: Level 1 Hockey Referee NATURE: Hockey referee for MN Hockey and USA Hockey affiliates INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2022 ADDRESS: 1651 Victory Drive, Marshall MN 56258, United States DESCRIPTION: Hockey Referee for 15 and under hockey games SAVANNAH COMMERCIAL PROPERTIES LLC POSITION: Owner sole member NATURE: Commercial property company owns and rents office space, and farm land INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 129 Savannah Heights Blvd, Lynd MN 56157, United States DESCRIPTION: Manage property at 1411 E College Drive as well as ag land in Lincoln County MN Parcel Number 09-0056-010. Rent and repair as needed. SAVANNAH COMMERCIAL PROPERTY LIMITED LIABILITY COMPANY - SOUTH DAKOTA POSITION: Owner/ Sole Member NATURE: Residential Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2025 ADDRESS: 663 E Colorado BLVD, Spearfish SD 57783, United States DESCRIPTION: Residential Rental Property management
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Loren Robert Johnson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joshua Loren Robert Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1411 E College Dr, Marshall, MN 56258RIA
BD
CRD#: 18387
Marshall, MN
Current
November 19, 2010 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1411 E College Dr, Marshall, MN 56258RIA
BD
CRD#: 18387
Marshall, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/27/2018)
RR
Florida(3/30/2022)
RR
Illinois(5/6/2011)
RR
Iowa(9/22/2020)
RR
Kansas(8/19/2014)
RR
Minnesota(1/11/2011)
IAR
Minnesota(12/19/2013)
RR
Nebraska(1/18/2018)
RR
North Dakota(7/2/2013)
RR
Oregon(4/10/2025)
RR
South Dakota(5/6/2011)
RR
Texas(9/27/2018)
IAR
Texas(10/1/2018)
RR
Wisconsin(2/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Marshall, MN 56258TRUST BUT VERIFY
Monitor Joshua Johnson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
