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Maurice E. Cheeks

CROSS POINT CAPITAL LLC
NEW YORK, NY 10003
Some features on this profile are disabled
CRD#: 5847461
MC

Professional summary

Maurice Edward Cheeks is a registered financial professional currently at CROSS POINT CAPITAL LLC located in New York, New York.

Maurice is registered as a RR (Registered Representative) and started their career in finance in 2011. Maurice has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maurice Edward Cheeks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2021 - Present

CROSS POINT CAPITAL LLC

Office #1: 809 Broadway Fl 8, New York, NY 10003Office #2: 809 Broadway Fl 8, New York, NY 10003
BD
CRD#: 136223
NEW YORK, NY
Past

January 25, 2011 - March 2, 2021

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(4/12/2021)
RR
Florida
(4/1/2021)
RR
Illinois
(4/12/2021)
RR
Kansas
(11/16/2022)
RR
Maryland
(2/29/2024)
RR
Massachusetts
(4/12/2021)
RR
New Jersey
(4/12/2021)
RR
New York
(4/12/2021)
RR
Texas
(4/12/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 4/10/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/27/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CROSS POINT CAPITAL LLC
CROSS POINT CAPITAL LLC | STRUCTURED AND ALTERNATIVE SECURITIES LLC

CRD#: 136223 / SEC#: , 8-66989

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
809 Broadway Fl 8, New York, NY 10003
Mailing Address
809 Broadway Fl 8, New York, NY 10003
Phone number
(917) 442-9202
Established
Delaware since 05/11/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BALACHANDER, KRISHNA KARTHIKCO-PRESIDENT, CO-CCO - TRADING5679490
ISLAMOV, ILIAS ABDOUSALAMOVITCHCEO, CO-PRESIDENT, CO-CCO, MEMBER4963410
NIXON, JON ALANPRINCIPAL FINANCIAL OFFICER/PER DIEM FINOP4710715

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CROSS POINT CAPITAL LLC

CRD#: 136223New York, NY 10003

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