Jonathan M. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Michael Stuart Wood, who also goes by Jon Wood, Jonathan Michael Wood, Jonathan Wood, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2010. Jonathan had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2012 - June 12, 2013
WELLS INVESTMENT SECURITIES,INC.
July 25, 2011 - March 20, 2012
MML INVESTORS SERVICES, LLC
July 14, 2011 - March 20, 2012
MML INVESTORS SERVICES, LLC
November 15, 2010 - February 25, 2011
EDWARD JONES
November 1, 2010 - February 25, 2011
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WELLS INVESTMENT SECURITIES,INC.
CRD#: 15252 / SEC#: , 8-31924
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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