Scott R. Malone

RINCON WEALTH MANAGEMENT

Lakeway, TX 78734

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CRD#: 5847339

Professional summary

Scott Ryan Malone, who also goes by Scott Malone, is a registered financial advisor currently at RINCON WEALTH MANAGEMENT located in Lakeway, Texas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Scott has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Malone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Test Pilot Cocktails; Santa Barbara, CA; Not investment-Related; Since 12/2015; Owner/Investor in local Restaurant Bar; No time devoted to this activity. 2) Olive 1, LLC; Austin, TX; Investment-Related; Since 09/2020; Owner of Target investment fund; Devote 1 hour per week. 3) Umbra1, LLC; Austin, TX; Investment-Related; Since 12/2020; Owner of Target investment fund; Devote 1 hour per week. 4) Elevate Growth Partners, LLC / AntemIQ; Austin, TX; Not Investment-Related; Since 1/2021; Owner; Technology platform for Commercial Real Estate; No time devoted to this activity. 5) Mal-1 Financial, LLC DBA Rincon Wealth Management; Austin, TX; Investment-Related; Since 10/2018; Registered Investment Advisor; Fiduciary Investment advice; Devote 20 hours per week. 6) EGP Ventures, LLC; Austin, TX; Not Investment-Related; Since 01/2022; Part-Owner of a Hospitality business; No time devoted to this activity. 7) EMD; Austin, TX; Not Investment-Related; Since 2020; Part-Owner of a Medical Supplies business; No time devoted to this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ryan Malone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2021 - Present

RINCON WEALTH MANAGEMENT

Office #1: 1927 Lohmans Crossing, Lakeway, TX 78734

RIA

CRD#: 311430

Lakeway, TX

Past

March 9, 2023 - June 18, 2024

MIT ASSOCIATES, LLC

CRD#: 121171

Lakeway, TX

Past

March 25, 2020 - April 4, 2022

MIT ASSOCIATES, LLC

CRD#: 121171

TIBURON, CA

Past

October 12, 2018 - October 28, 2020

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

SANTA BARBARA, CA

Past

October 12, 2015 - October 25, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SANTA BARBARA, CA

Past

October 9, 2015 - October 25, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SANTA BARBARA, CA

Past

November 15, 2010 - October 12, 2015

EDWARD JONES

RIA

CRD#: 250

SANTA BARBARA, CA

Past

November 1, 2010 - October 12, 2015

EDWARD JONES

CRD#: 250

SANTA BARBARA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/15/2021)

IAR

Texas
(4/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/11/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/2010

General Securities Representative Examination

Current Firm

RINCON WEALTH MANAGEMENT

MAL-1 FINANCIAL, LLC | RINCON WEALTH MANAGEMENT

CRD#: 311430 / SEC#:

California

Registered Investment Advisory firm - (4/15/2021 Approved)

Texas

Registered Investment Advisory firm - (4/15/2021 Approved)

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Contact information

Main Address

1927 Lohmans Crossing, Lakeway, TX 78734

Mailing Address

Phone number

(805) 455-3043

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	297
AUM (Assets Under Management)	$ 50,914,193

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott R. Malone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ryan Malone's CRS (Customer Relationship Summary).

Certified licenses

Experience

RINCON WEALTH MANAGEMENT

MIT ASSOCIATES, LLC

MIT ASSOCIATES, LLC

PARTNERVEST ADVISORY SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 11/11/2010

SIE

Date: 10/1/2018

Series 7

Date: 10/29/2010

Current Firm

RINCON WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RINCON WEALTH MANAGEMENT

TRUST BUT VERIFY

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