Lindsey A. Roehl

724 CAPITAL

Lansing, MI

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CRD#: 5847245

Professional summary

Lindsey A. Roehl, who also goes by Lindsey A Koser, Lindsey Anne Koser, Lindsey A Roehl, Lindsey Anne Roehl, is a registered financial advisor currently at 724 CAPITAL, LLC located in Lansing, Michigan and INDEPENDENT FINANCIAL GROUP, LLC located in Archbold, Ohio.

Lindsey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Lindsey has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lindsey A Koser | Lindsey Anne Koser | Lindsey A Roehl | Lindsey Anne Roehl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRAVIS ROEHL TRUCKING LLC POSITION: Assist my husband with his trucking business on bookkeeping. NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: N5675 Fairview Rd, Fond du Lac WI 54937, United States DESCRIPTION: Less than 1 hour a week. I help enter invoices and run reports in quickbooks for my husband's trucking business. He does not have any employees. I also am a registered assistant. I do not have clients of my own.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey A. Roehl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2023 - Present

724 CAPITAL, LLC

RIA

CRD#: 318170

Lansing, MI

Current

July 24, 2023 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 219 N. Defiance Street, Archbold, OH 43502

724 CAPITAL, LLC | MINISTRY PARTNERS ADVISORY | KCT FINANCIAL | CIG FINANCIAL SERVICES | 724 STEWARDSHIP CONSULTING

CRD#: 318170 / SEC#: 801-123098

RIA

Registered Investment Advisory firm - (1/21/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Michigan
(8/10/2023)

Ohio
(7/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/11/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/9/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

724 CAPITAL, LLC

724 CAPITAL, LLC | MINISTRY PARTNERS ADVISORY | KCT FINANCIAL | CIG FINANCIAL SERVICES | 724 STEWARDSHIP CONSULTING

CRD#: 318170 / SEC#: 801-123098

RIA

Registered Investment Advisory firm - (1/21/2022 Approved)

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Contact information

Main Address

Lansing, MI

Mailing Address

Phone number

(517) 256-4319

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE- 724 CAPITAL, LLC (3/7/2025)

ADV PART 2A- 724 CAPITAL, LLC (3/7/2025)

Regulatory assets under management

Total Number of Accounts	1,818
AUM (Assets Under Management)	$ 225,885,389

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lindsey A. Roehl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey A. Roehl's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

F3LOGIC, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

WOODBURY FINANCIAL SERVICES, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

724 CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/11/2010

SIE

Date: 10/1/2018

Series 7

Date: 10/29/2010

Series 24

Date: 9/9/2013

FINRA

Current Firm

724 CAPITAL, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

724 CAPITAL, LLC

TRUST BUT VERIFY

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