RA
Robert E. Allison
GRADIENT SECURITIES
Greenville, SC 29615
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CRD#: 5846889
RA
Professional summary
Robert Edward Allison, who also goes by Robbie Allison, Robert Allison, is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Greenville, South Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Robert has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robbie Allison | Robert Allison
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. THE RETIREMENT COMPANY, LLC; INVESTMENT RELATED; 1212 HAYWOOD ROAD, BLDG 300, SUITE D, GREENVILLE, SC 29615; INSURANCE; INSURANCE AGENT; START 09/2010; 80 HOURS PER MONTH; 80 HOURS DURING SECURITIES TRADING HOURS; FIXED INSURANCE SALES AND DBA NAME FOR SECURITIES AND ADVISORY BUSINESS. 2. ROBERT ALLISON; NOT INVESTMENT RELATED; 613 GREAT GLEN CT, GREENVILLE, SC 29615; PUBLISHER; START 01/2010; 0 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS; WROTE AND SELF PUBLISHED A BOOK, MAY WRITE ANOTHER.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Edward Allison's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Edward Allison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2019 - Present
GRADIENT SECURITIES, LLC
Office #1: 1212 Haywood Road, Bldg 300 Suite D, Greenville, SC 29615RIA
BD
CRD#: 127701
Greenville, SC
Current
April 2, 2019 - Present
GRADIENT SECURITIES, LLC
Office #1: 1212 Haywood Road, Bldg 300 Suite D, Greenville, SC 29615RIA
BD
CRD#: 127701
Greenville, SC
Past
March 10, 2016 - April 2, 2019
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
Greenville, SC
Past
March 10, 2016 - April 2, 2019
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Greenville, SC
Past
July 2, 2015 - March 10, 2016
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GREENVILLE, SC
Past
July 1, 2015 - March 10, 2016
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
GREENVILLE, SC
Past
July 5, 2012 - July 1, 2015
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
GREENVILLE, SC
Past
July 3, 2012 - July 1, 2015
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
GREENVILLE, SC
Past
October 20, 2010 - July 11, 2012
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
TRAVELERS REST, SC
Past
October 13, 2010 - July 11, 2012
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
TRAVELERS REST, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Maine(8/6/2021)
RR
North Carolina(4/2/2019)
IAR
North Carolina(4/3/2019)
RR
Pennsylvania(4/17/2024)
RR
South Carolina(4/2/2019)
IAR
South Carolina(4/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GRADIENT SECURITIES, LLC
CRD#: 127701Greenville, SC 29615TRUST BUT VERIFY
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