Nathan J. Kaufman

J.P. MORGAN INSTITUTIONAL INVESTMENTS

Chicago, IL 60603

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CRD#: 5846690

Professional summary

Nathan John Kaufman, who also goes by Nate Kaufman, Nathan John Kaufman, Nathan Kaufman, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Chicago, Illinois.

Nathan is registered as a RR (Registered Representative) and started their career in finance in 2010. Nathan has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nate Kaufman | Nathan John Kaufman | Nathan Kaufman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathan John Kaufman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2025 - Present

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Office #1: 10 South Dearborn, Chicago, IL 60603

CRD#: 102920

Chicago, IL

Past

September 26, 2023 - June 24, 2025

T. ROWE PRICE ASSOCIATES, INC.

RIA

CRD#: 105496

Avon, OH

Past

July 5, 2023 - June 24, 2025

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Past

January 8, 2013 - June 1, 2023

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

WESTERVILLE, OH

Past

October 4, 2010 - January 8, 2013

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

WESTERVILLE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(6/24/2025)

Michigan
(6/24/2025)

North Carolina
(6/24/2025)

Ohio
(6/24/2025)

Texas
(6/24/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/21/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/15/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/1/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J. P. MORGAN ADVISORS, INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS | J.P. MORGAN

CRD#: 102920 / SEC#: 801-64031, 8-52182

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

383 Madison Avenue, New York, NY 10179

Mailing Address

480 Washington Blvd, Floor 11 Ny1-f019, Jersey City, NJ 07310-1616

Phone number

(201) 595-1958

Established

Delaware since 05/26/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
JPMORGAN ASSET MANAGEMENT HOLDINGS INC.	STOCKHOLDER
DONOHUE, JOHN THOMAS	DIRECTOR	2372302
HOFFMANN, JAMES ARTHUR	CHIEF ADMINISTRATIVE OFFICER	1949574
KLOZA, KEVIN	CHIEF COMPLIANCE OFFICER	2188958
LEKSTUTIS, CARMINE	CHIEF LEGAL OFFICER	6990745
LISHER, ANDREA	PRESIDENT AND DIRECTOR	4493750
MACHULSKI, MICHAEL RICHARD	DIRECTOR	4726972
SANZONE, JOSEPH FRANK	DIRECTOR	6581797
STRIFE, LOREN T	PRINCIPAL FINANCIAL AND OPERATIONS OFFICER	5393453

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan J. Kaufman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathan John Kaufman's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE ASSOCIATES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

JPMORGAN DISTRIBUTION SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/21/2023

Series 63

Date: 10/15/2010

SIE

Date: 10/1/2018

Series 7

Date: 10/27/2011

Series 6

Date: 10/1/2010

FINRA

Current Firm

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

TRUST BUT VERIFY

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