Daniel Roose

COLONIAL RIVER WEALTH MANAGEMENT LLC

MIDLOTHIAN, VA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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COLONIAL RIVER WEALTH MANAGEMENT LLC

MIDLOTHIAN, VA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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COLONIAL RIVER WEALTH MANAGEMENT LLC

MIDLOTHIAN, VA · CRD#

Years of Experience

16 years registered in the securities industry

Current & Past Employments

Current

PFS INVESTMENTS INC.Current·CRD# 10111

RIA

BD

1. 1769 Jamestown Rd Ste 219, Williamsburg, VA 231852. Williamsburg , VA

April 26, 2022 - Present

PFS INVESTMENTS INC.Current·CRD# 10111

RIA

BD

1769 Jamestown Rd Ste 219, Williamsburg, VA 23185

November 25, 2010 - Present

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COLONIAL RIVER WEALTH MANAGEMENT LLC

MIDLOTHIAN, VA · CRD#

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

PI

PFS INVESTMENTS INC.

CRD#: 10111 / SEC#: 801-72263, 8-26486

RIA

Registered Investment Advisory firm - SEC (5/6/2011 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

1 Primerica Parkway, Duluth, GA 30099-0001

Mailing Address

1 Primerica Parkway, Duluth, GA 30099-0001

Phone Number

(770) 381-1000

Established

Georgia since 07/07/1981

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

3,992

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

PRIMERICA ADVISORS LIFETIME INVESTMENT PROGRAM (3/20/2026)

Direct owners and executive officers

Name	Position	CRD#
PRIMERICA FINANCE CORPORATION	DIRECT OWNER	—
COLEY, DASIA DEBORAH	VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	6760291
JENDUSA, NICHOLAS ADAM	EXECUTIVE VICE PRESIDENT	6037365
LESUTIS, MICHAEL	SENIOR VICE PRESIDENT & CHIEF COUNSEL	4751250
MILLER, DEBORAH LYNN	EXECUTIVE VICE PRESIDENT	3036949
NEMETZ, WILLIAM JAMES	DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER	4589878
RIVET, LORI ALLISON	EXECUTIVE VICE PRESIDENT	4496273
SUKIN, KAREN LYNN	EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL	6292138
SUTTON, MISTY MICHELLE	PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER	4835553
WEIGLE, BRIAN STEVEN	DIRECTOR AND EXECUTIVE VICE PRESIDENT	4131816
WELLS, MICHAEL KURT	EXECUTIVE VICE PRESIDENT & TREASURER	5999501
WOODRING, DANIEL AARON	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	4028705

Regulatory Assets Under Management

Total Number of Accounts

89,813

AUM (Assets Under Management)

$15,536,099,534

Disclosures

Regulatory Event

23

Arbitration

2

Bond

2

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/14/2026	Cover Page	Report
01/26/2024	Cover Page	Report

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COLONIAL RIVER WEALTH MANAGEMENT LLC

MIDLOTHIAN, VA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SALES OF INVESTMENT-RELATED PRODUCTS; PART-TIME OR FULL-TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA MORTGAGE, LLC FOR THE SALE OF LOAN PRODUCTS AND/OR PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES. 05/2009-PRESEBT - RENTAL PROPERTY, WILLIAMSBURG, VA, OWNER Fortress Builders, LLC, Investment Related, 3292 Reades Way Williamsburg, VA 23185-2421, Primerica Business Purposes, Owner, September 2014 to Present, 240 hours per month (160 hours per month during securities trading hours), legal entity formed solely for Primerica business purposes.

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COLONIAL RIVER WEALTH MANAGEMENT LLC

MIDLOTHIAN, VA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PI

PFS INVESTMENTS INC.

CRD#: 10111 / SEC#: 801-72263, 8-26486

RIA

Registered Investment Advisory firm - SEC (5/6/2011 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

California
(8/23/2021)

RR

Colorado
(1/25/2011)

RR

Florida
(6/22/2012)

RR

Indiana
(4/10/2025)

RR

Kentucky
(8/18/2023)

RR

Louisiana
(10/24/2018)

RR

Maryland
(2/18/2026)

RR

Massachusetts
(4/10/2021)

RR

Michigan
(10/11/2023)

RR

Mississippi
(8/8/2013)

RR

Missouri
(8/6/2026)

RR

Nevada
(10/2/2017)

RR

North Carolina
(11/2/2016)

RR

Ohio
(5/4/2022)

RR

Oklahoma
(5/28/2025)

RR

Pennsylvania
(2/9/2022)

RR

Tennessee
(4/15/2025)

RR

Texas
(8/6/2014)

IAR

Texas
(4/17/2025)

RR

Virginia
(11/29/2010)

IAR

Virginia
(4/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2010About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 2013About the Series 26 exam

FINRA

SRO Registrations

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COLONIAL RIVER WEALTH MANAGEMENT LLC

MIDLOTHIAN, VA · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Roose's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Daniel Roose's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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COLONIAL RIVER WEALTH MANAGEMENT LLC

MIDLOTHIAN, VA · CRD#