Ruben R. Brache
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ruben Rafael Brache, who also goes by Ruben Raphael Brache Jr., was a registered financial professional .
Ruben is a previously registered financial professional and started their career in finance in 2010. Ruben had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2015 - May 8, 2018
OPENING NIGHT CAPITAL, LLC
November 3, 2010 - July 18, 2011
BUCKMAN, BUCKMAN & REID, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/16/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
OPENING NIGHT CAPITAL, LLC
CRD#: 165034 / SEC#: , 8-69132
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
