Thomas T. Cullum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Timothy Cullum was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1969. Thomas had worked at 5 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 1999 - May 24, 2010
CULLUM & BURKS SECURITIES, INC.
August 15, 1997 - June 8, 1999
MOMENTUM INDEPENDENT NETWORK INC.
August 5, 1993 - August 20, 1997
CULLUM & SANDOW SECURITIES, INC.
August 4, 1978 - April 14, 1993
CULLUM & SANDOW, INC.
May 16, 1969 - September 22, 1978
MAY FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 1/7/1964
Registered Representative ExaminationSeries 00
Date: 3/20/1969
General Securities Principal ExaminationCurrent Firm
CULLUM & BURKS SECURITIES, INC.
CRD#: 46600 / SEC#: , 8-51487
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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