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RS

Robert E. Swigert

GOODSTEAD
WASHINGTON, CT
Some features on this profile are disabled
CRD#: 5846103
RS

Professional summary

Robert Elbert Swigert is a registered financial advisor currently at GOODSTEAD located in Washington, Connecticut.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Robert has worked at 2 firms and has passed the Series 65, Series 63, Series 3, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Elbert Swigert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 28, 2025 - Present

GOODSTEAD

RIA
CRD#: 308769
WASHINGTON, CT
Past

January 24, 2024 - December 31, 2024

GOODSTEAD

RIA
CRD#: 308769
WASHINGTON, CT
Past

January 4, 2021 - December 31, 2023

GOODSTEAD

RIA
CRD#: 308769
WASHINGTON, CT
Past

July 7, 2011 - January 29, 2014

TANGENT CAPITAL PARTNERS, LLC

BD
CRD#: 146999
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(11/28/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/5/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/14/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 3/24/2021
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 1/29/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 7/6/2011
Investment Banking Registered Representative Examination

Current Firm

GO
GOODSTEAD
GOODSTEAD | TYR PARTNERS LP

CRD#: 308769 / SEC#:

Connecticut
Registered Investment Advisory firm - (11/28/2025 Approved)
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Contact information

Main Address
Washington, CT
Mailing Address
Po Box 1061, Washington, CT 06793
Phone number
(646) 522-0317
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts7
AUM (Assets Under Management)$ 3,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOODSTEAD

CRD#: 308769Washington, CT

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