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Robert Elbert Swigert

GOODSTEAD
WASHINGTON, CT
·CRD# 5846103·15 years experience

Professional Summary

Robert Elbert Swigert is a registered financial advisor currently at GOODSTEAD located in Washington, Connecticut. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Robert has worked at 2 firms and has passed the Series 65, Series 63, Series 3, SIE and Series 79 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

GOODSTEAD·CRD# 308769
RIA
Washington, CT
November 28, 2025 - Present
GOODSTEAD·CRD# 308769
RIA
Washington, CT
January 24, 2024 - December 31, 2024
GOODSTEAD·CRD# 308769
RIA
Washington, CT
January 4, 2021 - December 31, 2023
TANGENT CAPITAL PARTNERS, LLC·CRD# 146999
BD
New York, NY
July 7, 2011 - January 29, 2014

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Current Firm

GO
GOODSTEAD

GOODSTEAD | TYR PARTNERS LP

CRD#: 308769
Connecticut
Registered Investment Advisory firm - Connecticut (11/28/2025 Approved)

Contact Information

Main Address

Washington, CT

Mailing Address

Po Box 1061, Washington, CT 06793

Phone Number

(646) 522-0317

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

7

AUM (Assets Under Management)

$3,600,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Columbia Business School. 665 West 130th Street, New York, NY 10027. Non-investment related. Higher Education. Associate II, 2022 - Present. 20 hrs/mo. 1 hour per day during securities trading hours. Lecturer in Finance and Economics. SUNY Maritime College. 6 Pennyfield Avenue, Throggs Neck, NY 10465. Non-investment related. Higher Education. Adjunct Lecturer, 2023 - Present. 20 hrs/mo. 1 hour per day during securities trading hours. Lecturer in Finance and Economics. El Menudo Cuenta. 2332 Galiano St., 2nd Floor, Coral Gables, FL 33134. Investment-related. Investment Management. Head of Operations. 5 hrs/mo. 1 hour per day during securities trading hours. No current responsibilities, but in future ensure portfolio management algorithms and trading algorithms are run daily.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Connecticut
(11/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2020About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2011About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Mar 2021About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2020About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2011About the Series 79 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Elbert Swigert's CRS (Customer Relationship Summary).

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