Omeed Malik

FARVAHAR CAPITAL LLC

Palm Beach, FL 33480

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CRD#: 5845978

Professional summary

Omeed Malik is a registered financial professional currently at FARVAHAR CAPITAL LLC located in Palm Beach, Florida.

Omeed is registered as a RR (Registered Representative) and started their career in finance in 2010. Omeed has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Omeed Malik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2018 - Present

FARVAHAR CAPITAL LLC

Office #1: 214 Brazilian Avenue Suite 200-j, Palm Beach, FL 33480

CRD#: 281901

Palm Beach, FL

Past

January 26, 2012 - February 8, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 26, 2012 - February 8, 2018

MERRILL LYNCH PROFESSIONAL CLEARING CORP.

CRD#: 16139

NEW YORK, NY

Past

November 10, 2010 - December 6, 2011

MF GLOBAL INC.

CRD#: 6731

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/17/2019)

Florida
(6/16/2021)

New York
(10/12/2018)

Exams

State Security Law Exam

Series 63

Date: 6/23/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 2/7/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 2/8/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/9/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/9/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/10/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FARVAHAR CAPITAL LLC

CLARITYSPRING SECURITIES LLC | FARVAHAR CAPITAL LLC

CRD#: 281901 / SEC#: , 8-69692

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

214 Brazilian Avenue Suite 200-j, Palm Beach, FL 33480

Mailing Address

214 Brazililan Avenue Suite 200-j, Palm Beach, FL 33480

Phone number

(561) 805-3588

Established

Delaware since 08/11/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OMEED MALIK ADVISORS LLC	100% OWNER
GRAY, JOHN CLARKE	FINOP/CFO	1367440
MALIK, OMEED	CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER	5845978

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Omeed Malik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Omeed Malik's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH PROFESSIONAL CLEARING CORP.

MF GLOBAL INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/23/2011

Series 79TO

Date: 2/7/2019

SIE

Date: 2/8/2018

Series 3

Date: 2/9/2011

Series 7

Date: 11/9/2010

Series 24

Date: 2/10/2014

FINRA

Current Firm

FARVAHAR CAPITAL LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FARVAHAR CAPITAL LLC

TRUST BUT VERIFY

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