Emily E. Zimmerman

SPECTRUM INVESTMENT ADVISORS

Mequon, WI 53092

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CRD#: 5845698

Professional summary

Emily E Zimmerman, who also goes by Emily Ellen Zimmerman, Emily Zimmerman, is a registered financial advisor currently at SPECTRUM INVESTMENT ADVISORS, INC. located in Mequon, Wisconsin.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Emily has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emily Ellen Zimmerman | Emily Zimmerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily E Zimmerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2022 - Present

SPECTRUM INVESTMENT ADVISORS, INC.

Office #1: 6329 West Mequon Road, Mequon, WI 53092

RIA

CRD#: 108669

Mequon, WI

Past

July 3, 2018 - January 7, 2022

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Oak Creek, WI

Past

July 3, 2018 - January 7, 2022

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

August 9, 2016 - June 28, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WAUKESHA, WI

Past

August 9, 2016 - June 28, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

WAUKESHA, WI

Past

November 6, 2015 - August 15, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Waukesha, WI

Past

November 6, 2015 - August 15, 2016

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Waukesha, WI

Past

September 26, 2011 - November 10, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WAUKESHA, WI

Past

March 31, 2011 - November 10, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WAUKESHA, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPECTRUM INVESTMENT ADVISORS, INC.

CHRISTIANSEN INVESTMENTS INC | SPECTRUM INVESTMENT ADVISORS, INC.

CRD#: 108669 / SEC#: 801-56966

RIA

Registered Investment Advisory firm - (11/9/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/24/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/29/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/2011

General Securities Representative Examination

Current Firm

SPECTRUM INVESTMENT ADVISORS, INC.

CHRISTIANSEN INVESTMENTS INC | SPECTRUM INVESTMENT ADVISORS, INC.

CRD#: 108669 / SEC#: 801-56966

RIA

Registered Investment Advisory firm - (11/9/1999 Approved)

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Contact information

Main Address

6329 West Mequon Road, Mequon, WI 53092

Mailing Address

Phone number

(262) 238-4010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIA FORM ADV PART 2A BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,026
AUM (Assets Under Management)	$ 849,662,094

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Emily E. Zimmerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily E Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

SPECTRUM INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/24/2011

Series 7TO

Date: 3/29/2024

SIE

Date: 10/1/2018

Series 7

Date: 3/30/2011

Current Firm

SPECTRUM INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPECTRUM INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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