Paul L. Herrick

BOLT WEALTH MANAGEMENT LLC

Clovis, CA

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CRD#: 5845384

Professional summary

Paul Logan Herrick is a registered financial advisor currently at BOLT WEALTH MANAGEMENT LLC located in Clovis, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Paul has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***OUTSIDE INSURANCE, SELLING DISABILITY INSURANCE THROUGH VARIOUS CARRIERS, SELLING HEALTH INSURANCE, AND LIFE INSURANCE 5/19/11.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Logan Herrick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2017 - Present

BOLT WEALTH MANAGEMENT LLC

RIA

CRD#: 288717

Clovis, CA

Past

December 23, 2015 - October 10, 2017

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Fresno, CA

Past

November 1, 2010 - October 10, 2017

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Fresno, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/10/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/29/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BOLT WEALTH MANAGEMENT LLC

BOLT WEALTH MANAGEMENT | BOLT WEALTH MANAGEMENT LLC

CRD#: 288717 / SEC#:

California

Registered Investment Advisory firm - (6/13/2017 Approved)

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Contact information

Main Address

Clovis, CA

Mailing Address

1865 Herndon Ave Suite K-122, Clovis, CA 93611

Phone number

(559) 492-8676

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	277
AUM (Assets Under Management)	$ 41,316,147

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul L. Herrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Logan Herrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOLT WEALTH MANAGEMENT LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/2015

Series 63

Date: 11/10/2010

SIE

Date: 10/10/2017

Series 6

Date: 10/29/2010

Current Firm

BOLT WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BOLT WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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