Suzanne T. Mestayer

THIRTYNORTH INVESTMENTS

NEW ORLEANS, LA 70163

Some features on this profile are disabled

CRD#: 5845327

Professional summary

Suzanne Trappey Mestayer, CIMA® is a registered financial advisor currently at THIRTYNORTH INVESTMENTS, LLC located in New Orleans, Louisiana.

Suzanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Suzanne has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Pan American Life Insurance Group - Board member - Pan American is a mutual insurance company which distributes life and health insurance products across the Americas. The address is 601 Poydras St, New Orleans, La 70130. I was elected to the board in November, 2018 and devote approximately .67 days/month during trading hours to this board. My duties involve general board governance, including attending board meetings and phone calls.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Trappey Mestayer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

December 17, 2010 - Present

THIRTYNORTH INVESTMENTS, LLC

Office #1: 1460 Energy Centre 1100 Poydras Street, New Orleans, LA 70163

RIA

CRD#: 155355

NEW ORLEANS, LA

Past

September 15, 2010 - November 10, 2010

WEALTH PLANNERS, LLC

RIA

CRD#: 112355

BATON ROUGE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THIRTYNORTH INVESTMENTS, LLC

CRD#: 155355 / SEC#: 801-71921

RIA

Registered Investment Advisory firm - (9/23/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(12/17/2010)

IAR

Texas
(1/12/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2010

Uniform Investment Adviser Law Examination

Current Firm

THIRTYNORTH INVESTMENTS, LLC

CRD#: 155355 / SEC#: 801-71921

RIA

Registered Investment Advisory firm - (9/23/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1460 Energy Centre 1100 Poydras Street, New Orleans, LA 70163

Mailing Address

Phone number

(504) 528-3685

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THIRTYNORTH INVESTMENTS, LLC ADV BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	371
AUM (Assets Under Management)	$ 343,523,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Alan Brockhaus

RITHOLTZ WEALTH MANAGEMENT

IAR

New Orleans, LA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Suzanne T. Mestayer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Trappey Mestayer's CRS (Customer Relationship Summary).

Certified licenses

Experience

THIRTYNORTH INVESTMENTS, LLC

WEALTH PLANNERS, LLC

Primary Firm SEC Registration

THIRTYNORTH INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2010

Current Firm

THIRTYNORTH INVESTMENTS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THIRTYNORTH INVESTMENTS, LLC

TRUST BUT VERIFY

Similar Advisors