Nathan R. Eccles
Professional summary
Nathan Robert Eccles, who also goes by Nathan Eccles, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2014. Nathan has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathan Robert Eccles's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2021 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003September 23, 2020 - May 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
August 26, 2014 - December 11, 2015
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2021)
Exams
Series 79TO
Date: 9/23/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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