AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
Michael Paul Hartman

Michael Paul Hartman

CFP®
HYPERION FINANCIAL
SHILLINGTON, PA
·CRD# 5844834·12 years experience

Professional Summary

Michael Paul Hartman, CFP® is a registered financial advisor currently at HYPERION FINANCIAL located in Shillington, Pennsylvania. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Who I Serve

Pre-Retirees
Retirees

Services Offered

  • Cashflow & Budgeting
  • Estate & Legacy Planning
  • Business Services
  • Financial Planning
  • Risk Management & Insurance
  • Education Funding
  • Investment Management
  • Tax Planning
  • Retirement Planning

Biography

Mike obtained his Bachelor's degree in Finance from Shippensburg University. Since joining the financial services industry in 2010, Mike has earned the CERTIFIED FINANCIAL PLANNER and Retirement Income Certified Professional (RICP®) designations. Mike was named a"Rising Star" by the Greater Philadelphia Chapter of the National Association of Insurance and Financial Advisors(NAIFA) in 2017, and received a similar “Rising Star” honor again in 2018 by the Greater Reading Young Professionals(GRYP). Mike is a class of 2020...

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

Similar Advisors

Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

Contact Information

Direct

(xxx) xxx-xxxx

Similar Advisors

Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

Credentials

CFP®
Certified Financial PlannerSince 2018

Years of Experience

12 years in the financial services industry

Current & Past Employments

Current

HYPERION FINANCIALCurrent·CRD# 313014
RIA
20 W. Lancaster Ave Suite 3, Shillington, PA 19607
May 27, 2021 - Present

Past

HORNOR, TOWNSEND & KENT, LLCPast·CRD# 4031
RIA
Shillington, PA
May 14, 2015 - May 28, 2021
HORNOR, TOWNSEND & KENT, LLCPast·CRD# 4031
BD
Shillington, PA
June 30, 2014 - May 28, 2021

Similar Advisors

Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

Current Firm

HYPERION FINANCIAL
HYPERION FINANCIAL

HYPERION FINANCIAL | HYPERION FINANCIAL, LLC

CRD#: 313014
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (5/18/2021 Approved)
Texas
Registered Investment Advisory firm - Texas (11/25/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

20 W. Lancaster Ave Suite 3, Shillington, PA 19607

Phone Number

(484) 578-9152

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

520

AUM (Assets Under Management)

$89,832,614

Similar Advisors

Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Pennsylvania
(5/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2015About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2014About the Series 6 exam

Similar Advisors

Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Michael Paul Hartman's CRS (Customer Relationship Summary).

Services Offered by Michael

  • Cashflow & Budgeting
  • Estate & Legacy Planning
  • Business Services
  • Financial Planning
  • Risk Management & Insurance
  • Education Funding
  • Investment Management
  • Tax Planning
  • Retirement Planning

Similar Advisors

Sarah Allison Darling
Sarah Allison Darling

LPL FINANCIAL LLC

EPHRATA, PA · CRD#