Glen S. Svenningsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Steven Svenningsen, who also goes by Glen S. Svenningsen, was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 2010. Glen had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2011 - July 17, 2012
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
January 5, 2011 - July 17, 2012
NEWEDGE SECURITIES, LLC
October 26, 2010 - January 7, 2011
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
CRD#: 109771 / SEC#: 801-21527
Contact information
Red Flags
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