Yogesh Ahuja
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yogesh Ahuja was a registered financial professional .
Yogesh is a previously registered financial professional and started their career in finance in 2010. Yogesh had worked at 2 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2021 - September 30, 2022
SKY CREEK CAPITAL MANAGEMENT
November 11, 2010 - July 19, 2012
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
SKY CREEK CAPITAL MANAGEMENT
CRD#: 315654 / SEC#: 801-126063
State Registrations and Notice Filings
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Exams
Current Firm
SKY CREEK CAPITAL MANAGEMENT
CRD#: 315654 / SEC#: 801-126063
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 27,641,062 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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