Nicholas C. Jensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas C Jensen was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2010. Nicholas had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2019 - December 20, 2021
LEGACY WEALTH ADVISORS, LLC
November 29, 2012 - June 28, 2013
THE MUTUAL FUND STORE
June 7, 2011 - July 12, 2011
TD AMERITRADE, INC.
June 7, 2011 - July 12, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 14, 2010 - July 12, 2011
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LEGACY WEALTH ADVISORS, LLC
CRD#: 299585 / SEC#:
Contact information
Red Flags
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