AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
NL

Nadia Laaribi Laird

PERSHING
LAKE MARY, FL
·CRD# 5843564·11 years experience

Professional Summary

Nadia Laaribi Laird, who also goes by Nadia Laaribi, Nadia Laird, is a registered financial advisor currently at PERSHING LLC located in Lake Mary, Florida. Nadia is registered as a RR (Registered Representative) and started their career in finance in 2015. Nadia has worked at 1 firm and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nadia Laaribi, Nadia Laird

Blog Corner

Similar Advisors

KE
Kurtis Lee Elden

ALLIANZ LIFE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
View profile
KI
Ken Matsuo Ihori

CENTAURUS FINANCIAL, INC.

GLENDALE, AZ · CRD#
JF
John Jay Fenwick

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

KE
Kurtis Lee Elden

ALLIANZ LIFE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Shad Roundy
Shad Roundy

OSAIC WEALTH, INC.

TRACY, CA · CRD#
KI
Ken Matsuo Ihori

CENTAURUS FINANCIAL, INC.

GLENDALE, AZ · CRD#
JF
John Jay Fenwick

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

KE
Kurtis Lee Elden

ALLIANZ LIFE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Shad Roundy
Shad Roundy

OSAIC WEALTH, INC.

TRACY, CA · CRD#
KI
Ken Matsuo Ihori

CENTAURUS FINANCIAL, INC.

GLENDALE, AZ · CRD#
JF
John Jay Fenwick

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

KE
Kurtis Lee Elden

ALLIANZ LIFE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Shad Roundy
Shad Roundy

OSAIC WEALTH, INC.

TRACY, CA · CRD#
KI
Ken Matsuo Ihori

CENTAURUS FINANCIAL, INC.

GLENDALE, AZ · CRD#
JF
John Jay Fenwick

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA · CRD#

Years of Experience

11 years in the financial services industry

Current & Past Employments

PERSHING LLC·CRD# 7560
BD
300 Colonial Center Parkway, Lake Mary, FL 32746
April 13, 2015 - Present

Similar Advisors

KE
Kurtis Lee Elden

ALLIANZ LIFE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Shad Roundy
Shad Roundy

OSAIC WEALTH, INC.

TRACY, CA · CRD#
KI
Ken Matsuo Ihori

CENTAURUS FINANCIAL, INC.

GLENDALE, AZ · CRD#
JF
John Jay Fenwick

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA · CRD#

Current Firm

PL
PERSHING LLC

BNY PERSHING | PERSHING LLC | PERSHING | DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION | DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION | BNY WEALTH SOLUTIONS

CRD#: 7560 / SEC#: 8-17574
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

One Pershing Plaza, Jersey City, NJ 07399

Mailing Address

One Pershing Plaza 10th Floor, Jersey City, NJ 07399

Phone Number

(201) 413-2000

Established

Delaware since 01/17/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PERSHING GROUP LLCHOLDING COMPANY—
BADGER, ERIC CHRISTOPHERBOARD MEMBER8040351
CROWLEY, JAMES THOMASCHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER1087182
DAVID, ERIC CIMARRONBOARD MEMBER, PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER3132045
EISENBERG, MATTHEWCHIEF COMPLIANCE OFFICER4305269
LOFLING, JASON ROBERTBOARD MEMBER, CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO)5177277
NICHOLSON-FLORENCE, JONATHANBOARD MEMBER, CHIEF RISK OFFICER6131790
O'LAUGHLEN, VICTOR FRANCIS JRBOARD MEMBER8041737
UDESHI, NEHALBOARD MEMBER5194790
VITALE, JASON DOMINICKBOARD MEMBER8038160

Disclosures

Regulatory Event

74

Arbitration

32

Similar Advisors

KE
Kurtis Lee Elden

ALLIANZ LIFE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Shad Roundy
Shad Roundy

OSAIC WEALTH, INC.

TRACY, CA · CRD#
KI
Ken Matsuo Ihori

CENTAURUS FINANCIAL, INC.

GLENDALE, AZ · CRD#
JF
John Jay Fenwick

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

KE
Kurtis Lee Elden

ALLIANZ LIFE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Shad Roundy
Shad Roundy

OSAIC WEALTH, INC.

TRACY, CA · CRD#
KI
Ken Matsuo Ihori

CENTAURUS FINANCIAL, INC.

GLENDALE, AZ · CRD#
JF
John Jay Fenwick

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/13/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Apr 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2015About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2023About the Series 24 exam
BOX Exchange LLC
SRO Registrations
Cboe C2 Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
MIAX Emerald, LLC
SRO Registrations
MIAX PEARL, LLC
SRO Registrations
MIAX Sapphire
SRO Registrations
Miami International Securities Exchange, LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq GEMX, LLC
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq MRX, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

Similar Advisors

KE
Kurtis Lee Elden

ALLIANZ LIFE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Shad Roundy
Shad Roundy

OSAIC WEALTH, INC.

TRACY, CA · CRD#
KI
Ken Matsuo Ihori

CENTAURUS FINANCIAL, INC.

GLENDALE, AZ · CRD#
JF
John Jay Fenwick

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Nadia Laaribi Laird's CRS (Customer Relationship Summary).

Similar Advisors

KE
Kurtis Lee Elden

ALLIANZ LIFE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Shad Roundy
Shad Roundy

OSAIC WEALTH, INC.

TRACY, CA · CRD#
KI
Ken Matsuo Ihori

CENTAURUS FINANCIAL, INC.

GLENDALE, AZ · CRD#
JF
John Jay Fenwick

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA · CRD#
NL
Follow Nadia
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required