Patton L. Pettijohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patton Logan Pettijohn, who also goes by Patton L Pettijohn, Patton L. Pettijohn, Patton Pettijohn, was a registered financial professional .
Patton is a previously registered financial professional and started their career in finance in 2010. Patton had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2019 - July 19, 2019
CAPITAL WEALTH, LLC
July 6, 2017 - November 28, 2017
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
April 28, 2016 - June 28, 2017
HARRISDIRECT LLC
April 7, 2016 - June 28, 2017
E*TRADE SECURITIES LLC
May 6, 2013 - April 27, 2016
MORGAN STANLEY
May 6, 2013 - April 27, 2016
MORGAN STANLEY
February 28, 2012 - April 5, 2013
STRATEGIC ADVISERS LLC
November 15, 2010 - April 4, 2013
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL WEALTH, LLC
CRD#: 289574 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 542 |
| AUM (Assets Under Management) | $ 57,455,527 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
