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Bryan K. Gaiser
ADVISORY ALPHA
GREENSBORO, NC 27410
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CRD#: 5843512
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Professional summary
Bryan K Gaiser is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Greensboro, North Carolina.
Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Bryan has worked at 5 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Stoneridge Insurance Services, LLC DBA Gaiser Financial Group; Investment Related; 3300 Battleground Ave, Suite 270 Greensboro, NC; Licensed Insurance Agent & Wealth Advisor; Start date: 01/2009; Approx. 160 hours/month; Approx. 160 hours/month during trading hours. Sale of insurance products and provides financial services. 2) American Financial Education Alliance; Non-Investment Related; 445 Dolley Madison Rd, 208, Greensboro North Carolina, 27410; Non-Profit Financial Wellness and Educational Workshops; Chapter President; 02/12/2025; Approx. 5 hours/month; Approx. 5 hours/month; Providing Financial Wellness and Educational Workshops to Members of the Community.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan K Gaiser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2023 - Present
ADVISORY ALPHA, LLC
Office #1: 445 Dolley Madison Rd, Greensboro, NC 27410RIA
CRD#: 158282
GREENSBORO, NC
Past
July 7, 2020 - August 14, 2023
FOUNDATIONS INVESTMENT ADVISORS LLC
RIA
CRD#: 175083
GREENSBORO, NC
Past
July 28, 2014 - July 6, 2020
BROOKSTONE ASSET MANAGEMENT, LLC
RIA
CRD#: 153467
Greensboro, NC
Past
July 11, 2014 - July 6, 2020
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
Greensboro, NC
Past
October 18, 2012 - June 13, 2016
CAPITAL INVESTMENT ADVISORS, INC
RIA
CRD#: 158099
GREENSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(8/15/2023)
Current Firm
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
348 S Waverly Rd Suite 100, Holland, MI 49423
Mailing Address
Phone number
(866) 530-1400
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 22,480 |
| AUM (Assets Under Management) | $ 3,468,083,482 |
Red Flags
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Company Information
ADVISORY ALPHA, LLC
CRD#: 158282Greensboro, NC 27410TRUST BUT VERIFY
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