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SB

Stephen A. Belasco

STAINES FINANCIAL
Roseville, CA 95661
Some features on this profile are disabled
CRD#: 5843249
SB

Professional summary

Stephen Alexander Kim Sin Belasco, who also goes by Alex Belasco, Alex Belasco, Stephen Belasco, is a registered financial advisor currently at STAINES FINANCIAL, LLC located in Roseville, California.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Stephen has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alex Belasco | Alex Belasco | Stephen Belasco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Alexander Kim Sin Belasco's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2020 - Present

STAINES FINANCIAL, LLC

Office #1: 1420 Rocky Ridge Drive Suite 250, Roseville, CA 95661
RIA
CRD#: 299405
Roseville, CA
Past

July 3, 2019 - October 14, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
SACRAMENTO, CA
Past

July 3, 2019 - October 14, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
SACRAMENTO, CA
Past

August 27, 2018 - October 4, 2018

SPRINGER FINANCIAL ADVISORS

RIA
CRD#: 111072
SACRAMENTO, CA
Past

October 4, 2017 - July 31, 2018

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
SACRAMENTO, CA
Past

October 4, 2017 - July 31, 2018

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
SACRAMENTO, CA
Past

February 19, 2013 - September 28, 2017

SPC

RIA
CRD#: 110692
CONCORD, CA
Past

September 17, 2012 - September 28, 2017

PARKLAND SECURITIES, LLC

BD
CRD#: 115368
CONCORD, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STAINES FINANCIAL, LLC
STAINES FINANCIAL, LLC

CRD#: 299405 / SEC#: 801-114428

RIA
Registered Investment Advisory firm - (12/11/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/3/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/14/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/31/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/2012
General Securities Representative Examination

Current Firm

SF
STAINES FINANCIAL, LLC
STAINES FINANCIAL, LLC

CRD#: 299405 / SEC#: 801-114428

RIA
Registered Investment Advisory firm - (12/11/2018 Approved)
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Contact information

Main Address
1420 Rocky Ridge Drive Suite 250, Roseville, CA 95661
Mailing Address
Phone number
(916) 663-6723
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (10 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STAINES FINANCIAL, LLC PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts2
AUM (Assets Under Management)$ 166,163,114

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STAINES FINANCIAL, LLC

CRD#: 299405Roseville, CA 95661

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