KN
Kimberly N. Nichols
WEALTHCARE CAPITAL MANAGEMENT LLC
Richmond, VA 23219
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CRD#: 5842948
KN
Professional summary
Kimberly Noelle Nichols is a registered financial advisor currently at WEALTHCARE CAPITAL MANAGEMENT LLC located in Richmond, Virginia and LPL FINANCIAL LLC located in Richmond, Virginia.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Kimberly has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/20/2020 - WealthCare Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
2. 3/30/2020 - Wealthcare Advisory Partners- Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 3/26/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Wealthcare Advisory Partners, an independent investment advisor firm. I started this business activity in 3/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
3. 3/30/2020 - Wealthcare Advisory Partners - DBA: (Hybrid) Wealthcare Capital Management - Investment Related - At Reported Business Location(s) - Admin. - Started 3/26/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Noelle Nichols's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2018 - Present
WEALTHCARE CAPITAL MANAGEMENT LLC
Office #1: 2 James Center 1021 East Cary Street, #702, Richmond, VA 23219RIA
CRD#: 111119
Richmond, VA
Current
March 20, 2020 - Present
LPL FINANCIAL LLC
Office #1: 1021 East Cary St., Suite 702, Richmond, VA 23219RIA
BD
CRD#: 6413
Richmond, VA
Past
April 28, 2017 - April 2, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
MIDLOTHIAN, VA
Past
March 28, 2017 - April 2, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
MIDLOTHIAN, VA
Past
August 15, 2016 - April 3, 2017
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
North Chesterfield, VA
Past
January 15, 2016 - April 3, 2017
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WEALTHCARE CAPITAL MANAGEMENT LLC
AUDREY SANDERS WEALTH ADVISORY OF HARLEM | YOUNG FINANCIAL GROUP | WEALTHCARE PRIVATE CLIENT, LLC | WEALTHCARE FOR WOMEN | WEALTHCARE CAPITAL MANAGEMENT, INC. | WEALTHCARE CAPITAL MANAGEMENT LLC DBA JSW FINANCIAL | WEALTHCARE CAPITAL MANAGEMENT LLC DBA CAREWELL | WEALTHCARE CAPITAL MANAGEMENT LLC | VAN ZANDT FINANCIAL | THORNTON WEALTH MANAGEMENT | SIGHTLINE INVESTMENTS, A DIVISION OF WEALTHCARE CAPITAL MANAGEMENT LLC | PERSONAL FINANCIAL EXPERIENCES LLC | HESSENFLOW FINANCIAL PLANNING | FPA SECURITIES, INC. | FINANCIAL LIFE DESIGNS | FINANCEWARE, INC. DBA WEALTHCARE CAPITAL MANAGEMENT RETIREMENT SERVICES | FINANCEWARE, INC. DBA WEALTHCARE CAPITAL MANAGEMENT | FINANCEWARE, INC. DBA THE CULLY WEALTH MANAGEMENT GROUP | FINANCEWARE, INC. DBA CR WEALTH MANAGEMENT GROUP | FINANCEWARE, INC. | BEACON WEALTH ADVISORS
CRD#: 111119 / SEC#: 801-60183
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Virginia(4/9/2018)
RR
Virginia(3/20/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WC
WEALTHCARE CAPITAL MANAGEMENT LLC
AUDREY SANDERS WEALTH ADVISORY OF HARLEM | YOUNG FINANCIAL GROUP | WEALTHCARE PRIVATE CLIENT, LLC | WEALTHCARE FOR WOMEN | WEALTHCARE CAPITAL MANAGEMENT, INC. | WEALTHCARE CAPITAL MANAGEMENT LLC DBA JSW FINANCIAL | WEALTHCARE CAPITAL MANAGEMENT LLC DBA CAREWELL | WEALTHCARE CAPITAL MANAGEMENT LLC | VAN ZANDT FINANCIAL | THORNTON WEALTH MANAGEMENT | SIGHTLINE INVESTMENTS, A DIVISION OF WEALTHCARE CAPITAL MANAGEMENT LLC | PERSONAL FINANCIAL EXPERIENCES LLC | HESSENFLOW FINANCIAL PLANNING | FPA SECURITIES, INC. | FINANCIAL LIFE DESIGNS | FINANCEWARE, INC. DBA WEALTHCARE CAPITAL MANAGEMENT RETIREMENT SERVICES | FINANCEWARE, INC. DBA WEALTHCARE CAPITAL MANAGEMENT | FINANCEWARE, INC. DBA THE CULLY WEALTH MANAGEMENT GROUP | FINANCEWARE, INC. DBA CR WEALTH MANAGEMENT GROUP | FINANCEWARE, INC. | BEACON WEALTH ADVISORS
CRD#: 111119 / SEC#: 801-60183
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 James Center 1021 East Cary Street, #702, Richmond, VA 23219
Mailing Address
600 East Main Street Suite 1240, Richmond, VA 23219
Phone number
(804) 644-4711
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,564 |
| AUM (Assets Under Management) | $ 3,030,880,135 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTHCARE CAPITAL MANAGEMENT LLC
CRD#: 111119Richmond, VA 23219TRUST BUT VERIFY
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