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Bryan Feinberg

CRD# 5842844·Registered 2010 - 2024
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan Feinberg, who also goes by Bryan J Feinberg, Bryan Josiah Feinberg, was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 2010 - 2024. Bryan had worked at 9 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 82TO, SIE, Series 79 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bryan J Feinberg, Bryan Josiah Feinberg

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

FINALIS SECURITIES LLC·CRD# 305908
BD
New York, NY
February 1, 2021 - January 17, 2024
DALMORE GROUP LLC·CRD# 136352
BD
Mcdonough, GA
March 12, 2019 - December 19, 2019
WYNSTON HILL CAPITAL, LLC·CRD# 103811
BD
Brandon, SD
January 29, 2018 - March 30, 2018
RAINMAKER SECURITIES, LLC·CRD# 132995
BD
Coral Gables, FL
September 19, 2016 - November 15, 2017
FNEX CAPITAL, LLC·CRD# 166316
BD
Indianapolis, IN
November 16, 2015 - May 20, 2016
DME SECURITIES, LLC·CRD# 112584
BD
New York, NY
November 24, 2014 - November 3, 2015
SOURCE CAPITAL GROUP, INC.·CRD# 36719
BD
Westport, CT
May 9, 2014 - November 14, 2014
ACGM, INC.·CRD# 29705
BD
New York, NY
April 4, 2012 - August 20, 2012
AUGMENT SECURITIES INC.·CRD# 28373
BD
New York, NY
October 6, 2010 - January 13, 2011

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Current Firm

FS
FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: 8-70425
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

450 Lexington Ave, New York, NY 10017

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone Number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINALIS, INC.HOLDING COMPANY—
BRANT, DAVID ROBERTFINOP2718478
MORA, MICHAEL JOHNCEO2648236
PRICE, STEVEN BENNETTCHIEF COMPLIANCE OFFICER5535145

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2010About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2026About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2026About the Series 79TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Aug 2026About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed May 2012About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Oct 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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