Bryan Feinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Feinberg, who also goes by Bryan J Feinberg, Bryan Josiah Feinberg, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2010. Bryan had worked at 9 firms and has passed the Series 63, Series 82TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2021 - January 17, 2024
FINALIS SECURITIES LLC
March 12, 2019 - December 19, 2019
DALMORE GROUP LLC
January 29, 2018 - March 30, 2018
WYNSTON HILL CAPITAL, LLC
September 19, 2016 - November 15, 2017
RAINMAKER SECURITIES, LLC
November 16, 2015 - May 20, 2016
FNEX CAPITAL, LLC
November 24, 2014 - November 3, 2015
DME SECURITIES, LLC
May 9, 2014 - November 14, 2014
SOURCE CAPITAL GROUP, INC.
April 4, 2012 - August 20, 2012
ACGM, INC.
October 6, 2010 - January 13, 2011
AUGMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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