Colin D. Woodall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin David Woodall, who also goes by Colin Woodall, was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 2010. Colin had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2018 - February 21, 2023
EVANS WEALTH MANAGEMENT
November 2, 2010 - December 17, 2010
EDWARD JONES
October 15, 2010 - December 17, 2010
EDWARD JONES
Primary Firm SEC Registration
EVANS WEALTH MANAGEMENT
CRD#: 164320 / SEC#: 801-127743
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVANS WEALTH MANAGEMENT
CRD#: 164320 / SEC#: 801-127743
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 665 |
| AUM (Assets Under Management) | $ 122,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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