GS
Gaetano A. Sacco
FOUNTAINHEAD ADVISORS
Warren, NJ 07059
Some features on this profile are disabled
CRD#: 5842684
GS
Professional summary
Gaetano Anthony Sacco, who also goes by Gaetano Sacco, is a registered financial advisor currently at FOUNTAINHEAD ADVISORS located in Warren, New Jersey.
Gaetano is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Gaetano has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gaetano Sacco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: Country Club Drive Inv rel: N Add: Various Nature: Music cover band Position: Plays Bass Guitar Start date: 11/2013 No. HR/MO: 1 No. HR/MO during sec trading: 0 (2) Name: Gaetano Sacco Inv rel: N Add: 186 Wood Ave S, Suite 301 Iselin, NJ 08830 Nature: Notary Public Position: Notary Public Start date: 11/2016 No. HR/MO: 1 No. HR/MO during sec trading: 1 (3) Name: LeTip Inv rel: N Add: 685 Cookman Ave Asbury Park, NJ. 07712 Nature: Networking group Position: Member Start date: 5/01/2018 No. HR/MO: 6 No. HR/MO during sec trading: 0 (4)Name: The Connective Inv rel: N Add: 62 Tamaques Way Westfield, NJ. 07090 Nature: Meet and discuss referrals and opportunities Position: Meeting leader Start date: 1/22/2019 No. HR/MO: 2 No. HR/MO during sec trading: 0 (5) Name: The Robinson Center for Learning Inv rel: N Add: 619 Lake Ace Asbury Park, NJ. 07712 Nature: Charity to help children with special needs Position: Board member Start date: 1/22/2019 No. HR/MO: 1 No. HR/MO during sec trading: 0
CRS (Client Relationship Summary) - RIA
Click below to view Gaetano Anthony Sacco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2019 - Present
FOUNTAINHEAD ADVISORS
Office #1: 10 Independence Blvd Suite 120, Warren, NJ 07059RIA
CRD#: 156185
Warren, NJ
Past
March 25, 2017 - July 24, 2019
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Iselin, NJ
Past
March 25, 2017 - July 24, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Iselin, NJ
Past
February 28, 2013 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ISELIN, NJ
Past
October 8, 2010 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ISELIN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FOUNTAINHEAD ADVISORS
ABRAHAMSENROCK, LLC | ROCK, MARC B. | FOUNTAINHEAD PRIVATE WEALTH | FOUNTAINHEAD CAPITAL, LLC | FOUNTAINHEAD CAPITAL MANAGEMENT, LLC | FOUNTAINHEAD ADVISORS | EPIC ADVISORY PARTNERS
CRD#: 156185 / SEC#: 801-79472
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)Florida
Registered Investment Advisory firm - (4/9/2014 Terminated)New York
Registered Investment Advisory firm - (4/9/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(7/30/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FA
FOUNTAINHEAD ADVISORS
ABRAHAMSENROCK, LLC | ROCK, MARC B. | FOUNTAINHEAD PRIVATE WEALTH | FOUNTAINHEAD CAPITAL, LLC | FOUNTAINHEAD CAPITAL MANAGEMENT, LLC | FOUNTAINHEAD ADVISORS | EPIC ADVISORY PARTNERS
CRD#: 156185 / SEC#: 801-79472
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)Florida
Registered Investment Advisory firm - (4/9/2014 Terminated)New York
Registered Investment Advisory firm - (4/9/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Independence Blvd Suite 120, Warren, NJ 07059
Mailing Address
Phone number
(732) 346-1900
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,733 |
| AUM (Assets Under Management) | $ 1,019,956,144 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
