Michael E. Armistead

DAVID VAUGHAN INVESTMENTS

WINTER PARK, FL 32789

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CRD#: 5842629

Professional summary

Michael E Armistead, CFP®, who also goes by Michael Eugene Armistead, is a registered financial advisor currently at DAVID VAUGHAN INVESTMENTS, LLC located in Winter Park, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Michael has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Eugene Armistead

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael E Armistead's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 1, 2022 - Present

DAVID VAUGHAN INVESTMENTS, LLC

Office #1: 399 Carolina Avenue Suite 110, Winter Park, FL 32789

RIA

CRD#: 105990

WINTER PARK, FL

Past

February 14, 2017 - July 19, 2022

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

ORLANDO, FL

Past

June 10, 2015 - February 9, 2017

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Orlando, FL

Past

September 25, 2012 - July 19, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Orlando, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAVID VAUGHAN INVESTMENTS, LLC

DAVID VAUGHAN INVESTMENTS INC | DAVID VAUGHAN INVESTMENTS, LLC

CRD#: 105990 / SEC#: 801-12642

RIA

Registered Investment Advisory firm - (3/17/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/16/2022)

IAR

Illinois
(8/1/2022)

IAR

Texas
(4/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/15/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/8/2013

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/21/2012

General Securities Sales Supervisor - Options Module Examination

Current Firm

DAVID VAUGHAN INVESTMENTS, LLC

DAVID VAUGHAN INVESTMENTS INC | DAVID VAUGHAN INVESTMENTS, LLC

CRD#: 105990 / SEC#: 801-12642

RIA

Registered Investment Advisory firm - (3/17/1977 Approved)

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Contact information

Main Address

5823 N Forest Park Drive, Peoria, IL 61614-3559

Mailing Address

Phone number

(309) 685-0033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DVI FORM ADV PART 2A BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	4,020
AUM (Assets Under Management)	$ 4,930,082,357

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/22/2025	Cover Page	Report
11/20/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael E. Armistead

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael E Armistead's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

DAVID VAUGHAN INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2015

Series 63

Date: 10/15/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2012

Series 10

Date: 3/8/2013

Series 9

Date: 11/21/2012

Current Firm

DAVID VAUGHAN INVESTMENTS, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DAVID VAUGHAN INVESTMENTS, LLC

TRUST BUT VERIFY

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