Hallie S. Marshall

SPIRE WEALTH MANAGEMENT

Silver City, MS

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CRD#: 5842223

Professional summary

Hallie Swayze Marshall, who also goes by Hallie Swayze Crook, Hallie Swayze Day Crook, Hallie Swayze Marshall, Hallieswayze Marshall, is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Silver City, Mississippi and SPIRE SECURITIES, LLC located in Mclean, Virginia.

Hallie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Hallie has worked at 9 firms and has passed the Series 63, Series 66, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hallie Swayze Crook | Hallie Swayze Day Crook | Hallie Swayze Marshall | Hallieswayze Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Humphreys County Election Commission: Poll Manager/Clerk. 09/03/2024; Election Day & approx. 3-hour training before elections. Setting up election equipment inside a designated polling location; qualifying voters through use of photo ID and poll lists; providing instructions and directions to assist voters; assisting voters (where needed) during the voting process by explaining equipment usage; closing the polling location at the end of the voting period. Compensation: Via check, maximum of $200 per election day.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hallie Swayze Marshall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2024 - Present

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

Silver City, MS

Current

April 17, 2024 - Present

SPIRE SECURITIES, LLC

Office #1: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

CRD#: 144131

Mclean, VA

Past

December 6, 2021 - April 17, 2024

PROSPERITY CAPITAL ADVISORS

RIA

CRD#: 156480

WESTLAKE, OH

Past

April 5, 2019 - October 11, 2021

NEWEDGE ADVISORS

RIA

CRD#: 171351

NEW ORLEANS, LA

Past

June 7, 2018 - October 27, 2021

LPL FINANCIAL LLC

CRD#: 6413

NEW ORLEANS, LA

Past

May 29, 2015 - February 14, 2018

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Metairie, LA

Past

May 29, 2015 - February 14, 2018

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Metairie, LA

Past

August 11, 2014 - June 5, 2015

LPL FINANCIAL LLC

CRD#: 6413

METAIRIE, LA

Past

August 6, 2014 - June 5, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

METAIRIE, LA

Past

May 22, 2013 - January 30, 2014

MORGAN STANLEY

RIA

CRD#: 149777

RIDGELAND, MS

Past

April 23, 2013 - January 30, 2014

MORGAN STANLEY

CRD#: 149777

RIDGELAND, MS

Past

May 30, 2012 - April 19, 2013

COKER & PALMER

CRD#: 29163

JACKSON, MS

Past

November 16, 2011 - December 6, 2011

NYLIFE SECURITIES LLC

CRD#: 5167

RIDGELAND, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Mississippi
(4/24/2024)

Mississippi
(8/17/2024)

Virginia
(8/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/16/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/21/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/17/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/17/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/27/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/2011

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

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Contact information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Drive Suite 800, Mclean, VA 22102

Phone number

(703) 657-6060

Established

Firm type

Fiscal year end

# of Employees

165

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SPIRE WEALTH MANAGEMENT ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	15,808
AUM (Assets Under Management)	$ 4,617,171,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Hallie S. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hallie Swayze Marshall's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE SECURITIES, LLC

PROSPERITY CAPITAL ADVISORS

NEWEDGE ADVISORS

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

COKER & PALMER

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

SPIRE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/2024

Series 66

Date: 5/21/2013

Series 7TO

Date: 3/17/2024

Series 6TO

Date: 3/17/2024

SIE

Date: 10/1/2018

Series 7

Date: 11/27/2012

Series 6

Date: 11/15/2011

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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