CM
Christene M. Maskal
SCHWAB WEALTH ADVISORY
ORLANDO, FL 32810
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CRD#: 5842047
CM
Professional summary
Christene Marie Maskal, CFP®, who also goes by Christene Marie Charlton, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
Christene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Christene has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christene Marie Charlton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) City of Lake Mary|Investment Related: No|100 N Country Club Road, P.O. Box 958445, Lake Mary, FL, 32795, USA|Government|Parks and Recreation Advisory Board Member|5/23/2023|Less than 20 hour/month - 0 during trading hours|To partner with and share ideas for improvement and opinions with 6 other board members in a voluntary, non-compensated capacity to recommend parks development, beautification and recreational programming within the limits of the City of Lake Mary, where I currently reside, to make the community a better place. This board term has no financial or investment related responsibilities and will end on 12/31/2023
CRS (Client Relationship Summary) - RIA
Click below to view Christene Marie Maskal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 15, 2014 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810RIA
CRD#: 159035
ORLANDO, FL
Current
August 24, 2011 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810RIA
BD
CRD#: 5393
Orlando, FL
Past
December 2, 2011 - December 16, 2014
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
ORLANDO, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/23/2022)
RR
California(8/8/2012)
RR
Colorado(1/8/2015)
RR
Connecticut(6/27/2016)
RR
Delaware(1/8/2015)
RR
District of Columbia(1/8/2015)
RR
Florida(1/27/2012)
IAR
Florida(12/15/2014)
RR
Georgia(6/27/2016)
RR
Illinois(1/8/2015)
RR
Indiana(1/8/2015)
RR
Iowa(2/7/2024)
RR
Kentucky(2/23/2022)
RR
Maryland(1/8/2015)
RR
Massachusetts(1/8/2015)
RR
Michigan(1/26/2024)
RR
Missouri(3/7/2024)
RR
New Jersey(1/8/2015)
RR
New Mexico(6/27/2016)
RR
New York(1/8/2015)
RR
North Carolina(1/9/2015)
RR
Ohio(6/28/2016)
RR
Pennsylvania(1/8/2015)
RR
South Carolina(1/8/2015)
RR
Tennessee(2/2/2021)
RR
Texas(1/8/2015)
IAR
Texas(1/10/2021)
RR
Virginia(1/8/2015)
RR
Washington(1/8/2015)
RR
Wisconsin(1/8/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
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Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
