Katherine Harper
Professional summary
Katherine Harper, who also goes by Katherine Elizabeth Harper, is a registered financial advisor currently at VALEO FINANCIAL ADVISORS, LLC located in Carmel, Indiana.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Katherine has worked at 4 firms and has passed the Series 66, Series 7, Series 10 and Series 9 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Harper's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2026 - Present
VALEO FINANCIAL ADVISORS, LLC
Office #1: 10 W. Carmel Dr Ste 400, Carmel, IN 46032-3357May 30, 2025 - December 22, 2025
ALLWORTH FINANCIAL, L.P.
July 28, 2014 - September 12, 2025
SHEAFF BROCK INVESTMENT ADVISORS, LLC
October 9, 2012 - July 18, 2014
CHARLES SCHWAB & CO., INC.
May 1, 2012 - July 18, 2014
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
VALEO FINANCIAL ADVISORS, LLC
CRD#: 127132 / SEC#: 801-66402
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/13/2026)
Exams
Current Firm
VALEO FINANCIAL ADVISORS, LLC
CRD#: 127132 / SEC#: 801-66402
Contact information
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 23,718 |
| AUM (Assets Under Management) | $ 10,639,940,975 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/15/2025 | ||
| 08/28/2024 | ||
| 10/26/2023 | ||
| 01/26/2023 |
Red Flags
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