AS
Alexandria J. Sorosky
QUASAR DISTRIBUTORS
Lake Oswego, OR 97035
Some features on this profile are disabled
CRD#: 5841865
AS
Professional summary
Alexandria Joy Sorosky, who also goes by Alex Stearns, Alexandria Joy Stearns, Alexandria Stearns, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Lake Oswego, Oregon.
Alexandria is registered as a RR (Registered Representative) and started their career in finance in 2011. Alexandria has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Alex Stearns | Alexandria Joy Stearns | Alexandria Stearns
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alexandria Joy Sorosky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2018 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 5500 Meadows Road Suite 200, Lake Oswego, OR 97035BD
CRD#: 103848
Lake Oswego, OR
Past
January 26, 2018 - June 19, 2018
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
WOODLAND HILLS, CA
Past
July 14, 2016 - April 29, 2017
ORCHARD SECURITIES, LLC
BD
CRD#: 133378
PLEASANT GROVE, UT
Past
September 4, 2014 - May 23, 2016
KBS CAPITAL MARKETS GROUP LLC
BD
CRD#: 132299
NEWPORT BEACH, CA
Past
May 16, 2013 - May 20, 2013
BBVA SECURITIES INC.
BD
CRD#: 27060
SUNNYVALE, CA
Past
November 22, 2011 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
SUNNYVALE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/24/2018)
RR
Alaska(7/24/2018)
RR
Arizona(7/24/2018)
RR
Arkansas(7/24/2018)
RR
California(7/24/2018)
RR
Colorado(7/24/2018)
RR
Connecticut(7/24/2018)
RR
Delaware(7/24/2018)
RR
District of Columbia(7/24/2018)
RR
Florida(7/24/2018)
RR
Georgia(7/24/2018)
RR
Hawaii(7/24/2018)
RR
Idaho(7/24/2018)
RR
Illinois(7/24/2018)
RR
Indiana(7/24/2018)
RR
Iowa(7/24/2018)
RR
Kansas(7/24/2018)
RR
Kentucky(7/24/2018)
RR
Louisiana(7/24/2018)
RR
Maine(7/24/2018)
RR
Maryland(7/24/2018)
RR
Massachusetts(7/24/2018)
RR
Michigan(7/24/2018)
RR
Minnesota(7/24/2018)
RR
Mississippi(7/24/2018)
RR
Missouri(7/24/2018)
RR
Montana(7/24/2018)
RR
Nebraska(7/24/2018)
RR
Nevada(7/24/2018)
RR
New Hampshire(7/24/2018)
RR
New Jersey(7/24/2018)
RR
New Mexico(7/24/2018)
RR
New York(7/24/2018)
RR
North Carolina(7/26/2018)
RR
North Dakota(7/24/2018)
RR
Ohio(7/24/2018)
RR
Oklahoma(7/24/2018)
RR
Oregon(7/24/2018)
RR
Pennsylvania(7/24/2018)
RR
Rhode Island(7/24/2018)
RR
South Carolina(7/24/2018)
RR
South Dakota(7/24/2018)
RR
Tennessee(7/24/2018)
RR
Texas(7/24/2018)
RR
Utah(7/24/2018)
RR
Vermont(7/24/2018)
RR
Virginia(7/24/2018)
RR
Washington(7/24/2018)
RR
West Virginia(7/24/2018)
RR
Wisconsin(7/24/2018)
RR
Wyoming(7/24/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
