AS
Alexandria J. Sorosky
ARTISAN PARTNERS DISTRIBUTORS
San Francisco, CA 94111
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CRD#: 5841865
AS
Professional summary
Alexandria Joy Sorosky, who also goes by Alex Stearns, Alexandria Joy Stearns, Alexandria Stearns, is a registered financial professional currently at ARTISAN PARTNERS DISTRIBUTORS LLC located in San Francisco, California.
Alexandria is registered as a RR (Registered Representative) and started their career in finance in 2011. Alexandria has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Alex Stearns | Alexandria Joy Stearns | Alexandria Stearns
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alexandria Joy Sorosky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2026 - Present
ARTISAN PARTNERS DISTRIBUTORS LLC
Office #1: One California Street, Suite 2800, San Francisco, CA 94111BD
CRD#: 45446
San Francisco, CA
Past
July 24, 2018 - February 5, 2026
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
Lake Oswego, OR
Past
January 26, 2018 - June 19, 2018
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
WOODLAND HILLS, CA
Past
July 14, 2016 - April 29, 2017
ORCHARD SECURITIES, LLC
BD
CRD#: 133378
PLEASANT GROVE, UT
Past
September 4, 2014 - May 23, 2016
KBS CAPITAL MARKETS GROUP LLC
BD
CRD#: 132299
NEWPORT BEACH, CA
Past
May 16, 2013 - May 20, 2013
BBVA SECURITIES INC.
BD
CRD#: 27060
SUNNYVALE, CA
Past
November 22, 2011 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
SUNNYVALE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/19/2026)
RR
Alaska(2/19/2026)
RR
Arizona(2/19/2026)
RR
Arkansas(2/19/2026)
RR
California(2/19/2026)
RR
Colorado(2/19/2026)
RR
Connecticut(2/19/2026)
RR
Delaware(2/19/2026)
RR
District of Columbia(2/19/2026)
RR
Florida(2/19/2026)
RR
Georgia(2/19/2026)
RR
Hawaii(2/19/2026)
RR
Idaho(2/19/2026)
RR
Illinois(2/19/2026)
RR
Indiana(2/19/2026)
RR
Iowa(2/19/2026)
RR
Kansas(2/19/2026)
RR
Kentucky(2/19/2026)
RR
Louisiana(2/19/2026)
RR
Maine(2/19/2026)
RR
Maryland(2/19/2026)
RR
Massachusetts(2/19/2026)
RR
Michigan(2/19/2026)
RR
Minnesota(2/19/2026)
RR
Mississippi(2/19/2026)
RR
Missouri(2/19/2026)
RR
Montana(2/19/2026)
RR
Nebraska(2/19/2026)
RR
Nevada(2/19/2026)
RR
New Hampshire(2/19/2026)
RR
New Jersey(2/19/2026)
RR
New Mexico(2/19/2026)
RR
New York(2/19/2026)
RR
North Carolina(2/19/2026)
RR
North Dakota(2/19/2026)
RR
Ohio(2/20/2026)
RR
Oklahoma(2/19/2026)
RR
Oregon(2/19/2026)
RR
Pennsylvania(2/19/2026)
RR
Puerto Rico(2/19/2026)
RR
Rhode Island(2/19/2026)
RR
South Carolina(2/19/2026)
RR
South Dakota(2/19/2026)
RR
Tennessee(2/19/2026)
RR
Texas(2/19/2026)
RR
Utah(2/19/2026)
RR
Vermont(2/19/2026)
RR
Virgin Islands(2/19/2026)
RR
Virginia(2/19/2026)
RR
Washington(2/19/2026)
RR
West Virginia(2/19/2026)
RR
Wisconsin(2/19/2026)
RR
Wyoming(2/19/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
ARTISAN PARTNERS DISTRIBUTORS LLC
ARTISAN DISTRIBUTORS LLC | ARTISAN PARTNERS DISTRIBUTORS LLC
CRD#: 45446 / SEC#: , 8-51043
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
Mailing Address
875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
Phone number
(414) 390-6100
Established
Wisconsin since 12/12/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARTISAN PARTNERS HOLDINGS LP | SOLE MEMBER OF LLC | |
| DEMSKI, JILL MARIE | CHIEF COMPLIANCE OFFICER | 4313464 |
| HAMMAN, JAMES STEPHEN JR | VICE PRESIDENT & SECRETARY | 2767492 |
| KREIN, CHRISTOPHER JON | VICE PRESIDENT | 4534130 |
| RAMIREZ, GREGORY KENNETH | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 3094595 |
| VON HOFF, RYAN GEORGE | VICE PRESIDENT, TREASURER AND CHIEF FINANCIAL OFFICER | 7169306 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARTISAN PARTNERS DISTRIBUTORS LLC
CRD#: 45446San Francisco, CA 94111TRUST BUT VERIFY
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