Sean C. Gray

MARATHON WEALTH

Flowery Branch, GA

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CRD#: 5841809

Professional summary

Sean Clark Gray is a registered financial advisor currently at MARATHON WEALTH INCORPORATED located in Flowery Branch, Georgia.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Sean has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Clark Gray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2018 - Present

MARATHON WEALTH INCORPORATED

RIA

CRD#: 292973

Flowery Branch, GA

Past

April 1, 2016 - January 24, 2018

REDWOOD WEALTH MANAGEMENT, LLC

RIA

CRD#: 148284

ALPHARETTA, GA

Past

August 2, 2012 - April 8, 2016

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

DUNWOODY, GA

Past

June 13, 2011 - April 7, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

DUNWOODY, GA

Past

October 18, 2010 - December 8, 2010

PRUCO SECURITIES, LLC.

CRD#: 5685

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/4/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/11/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/15/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MARATHON WEALTH INCORPORATED

CRD#: 292973 / SEC#:

Georgia

Registered Investment Advisory firm - (2/26/2018 Approved)

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Contact information

Main Address

Suwanee, GA

Mailing Address

Phone number

(770) 402-5367

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	73
AUM (Assets Under Management)	$ 10,510,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean C. Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Clark Gray's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDWOOD WEALTH MANAGEMENT, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2012

Series 63

Date: 11/4/2010

SIE

Date: 4/7/2016

Series 7

Date: 6/11/2011

Series 6

Date: 10/15/2010

Current Firm

MARATHON WEALTH INCORPORATED

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARATHON WEALTH INCORPORATED

TRUST BUT VERIFY

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