Colin Gregory Wiens
CFP®Professional Summary
Colin Gregory Wiens, CFP® is a registered financial advisor currently at LARSON FINANCIAL GROUP, LLC located in Lakeland, Florida and LARSON FINANCIAL SECURITIES, LLC located in Lakeland, Florida. Colin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Colin has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
LARSON FINANCIAL GROUP, LLC | WORK OPTIONAL | THE PHYSICIANS THRIVE | OAKMONT FINANCIAL GROUP | MIDWEST WEALTH MANAGEMENT | LIONSGATE ADVISORS
Contact Information
Main Address
100 N Broadway Suite 1700, Saint Louis, MO 63102Phone Number
(866) 569-2450# of Employees
131SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
25,926AUM (Assets Under Management)
$5,481,842,388Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/11/2026 | Cover Page | Report |
| 04/14/2026 | Cover Page | Report |
| 08/08/2024 | Cover Page | Report |
| 12/13/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LARSON FINANCIAL GROUP, LLC | WORK OPTIONAL | THE PHYSICIANS THRIVE | OAKMONT FINANCIAL GROUP | MIDWEST WEALTH MANAGEMENT | LIONSGATE ADVISORS
State Registrations and Notice Filings
(12/17/2021)
(12/13/2010)
(1/3/2011)
(1/13/2023)
(1/23/2025)
(5/15/2026)
(11/2/2022)
(12/20/2022)
(4/27/2021)
(4/23/2026)
(6/14/2022)
(3/21/2023)
(11/30/2022)
(9/20/2022)
(1/6/2022)
(2/12/2021)
(11/24/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Colin Gregory Wiens's CRS (Customer Relationship Summary).
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