JC
Jesse J. Cole
GLOBAL VIEW CAPITAL MANAGEMENT LLC
KETTLE FALLS, WA
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CRD#: 5841688
JC
Professional summary
Jesse Jerome Cole, who also goes by Jesse J. Cole, Jesse Cole, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Kettle Falls, Washington.
Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jesse has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jesse J. Cole | Jesse Cole
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] MAPLE STREET CONDOS; NOT INVESTMENT RELATED; ADDRESS: CONDO FOUR-PLEX LOCATED ON MAPLE STREET IN COLVILLE, WA 99114; POSITION: LANDLORD; APPROX. 10 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MANAGE TENANT RENTAL OF CONDOMINIUMS, COLLECT RENT PAYMENTS, MAINTAIN AND MANAGE THE PROPERTY. [2] AES-HOUSTON CONTRACTING CO., A SUB-CONTRACTOR FOR ASRC ENERGY SERVICES, INC.; NOT INVESTMENT RELATED; ADDRESS: 3900 C STREET, SUITE 701, ANCHORAGE, AK 99503; NATURE: ENERGY SERVICES; POSITION: WELL TECHNICIAN; STARTED: AUGUST 2010; APPROX. 120-180 HRS/MONTH; APPROX. 100-150 HRS; MONTH DURING TRADING HOURS; RESPONSIBILITIES: BUILD, MAINTAIN AND SERVICE WELLS. [3] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-24-2013; APPROX. 25 ADVISORY HRS/MONTH; APPROX. 15 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. MR. COLE IS NOT A GVCI AGENT.
CRS (Client Relationship Summary) - RIA
Click below to view Jesse Jerome Cole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2014 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
KETTLE FALLS, WA
Past
January 22, 2014 - May 11, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
SPOKANE VALLEY, WA
Past
February 14, 2011 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
SPOKANE VALLEY, WA
Past
February 14, 2011 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
SPOKANE VALLEY, WA
Past
September 22, 2010 - December 22, 2010
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
OAK HARBOR, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/25/2019)
IAR
Washington(1/4/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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