Francis M. Kibui
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Mochu Kibui, who also goes by Francis Moatu Kibui, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 2010. Francis had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2012 - December 20, 2012
CABOT LODGE SECURITIES LLC
April 26, 2012 - October 17, 2012
ALLIED BEACON PARTNERS, INC.
April 23, 2012 - October 17, 2012
CL WEALTH MANAGEMENT LLC
January 1, 2011 - September 12, 2011
MORGAN STANLEY
November 1, 2010 - September 12, 2011
MORGAN STANLEY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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