Ellen K. Osthus

TRUMAN WEALTH ADVISORS

ST. PAUL, MN 55102

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CRD#: 5841237

Professional summary

Ellen Katherine Osthus, CFP®, who also goes by Ellen Osthus Fee, is a registered financial advisor currently at TRUMAN WEALTH ADVISORS located in St. Paul, Minnesota.

Ellen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ellen has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ellen Osthus Fee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellen Katherine Osthus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 2, 2025 - Present

TRUMAN WEALTH ADVISORS

Office #1: 165 Western Ave., St. Paul, MN 55102

RIA

CRD#: 334752

ST. PAUL, MN

Past

September 18, 2019 - April 4, 2025

EQUITA FINANCIAL NETWORK, INC.

RIA

CRD#: 277031

ST PAUL, MN

Past

April 22, 2019 - August 23, 2019

ACCESS FINANCIAL SERVICES, INC.

RIA

CRD#: 115361

MINNEAPOLIS, MN

Past

June 9, 2015 - April 16, 2019

BGM WEALTH MANAGEMENT

RIA

CRD#: 110483

BLOOMINGTON, MN

Past

August 31, 2011 - March 13, 2015

CHOREO, LLC

RIA

CRD#: 111221

MINNEAPOLIS, MN

Past

May 17, 2011 - July 17, 2012

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUMAN WEALTH ADVISORS

TRUMAN WEALTH ADVISORS | TRUMAN WEALTH ADVISORS LLC

CRD#: 334752 / SEC#: 801-132042

RIA

Registered Investment Advisory firm - (2/26/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(4/2/2025)

IAR

Texas
(4/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/2011

General Securities Representative Examination

Current Firm

TRUMAN WEALTH ADVISORS

TRUMAN WEALTH ADVISORS | TRUMAN WEALTH ADVISORS LLC

CRD#: 334752 / SEC#: 801-132042

RIA

Registered Investment Advisory firm - (2/26/2025 Approved)

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Contact information

Main Address

411 N. College Avenue Suite 201, Columbia, MO 65201

Mailing Address

Phone number

(573) 227-2077

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/21/2025)

Regulatory assets under management

Total Number of Accounts	400
AUM (Assets Under Management)	$ 142,124,516

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ellen K. Osthus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellen Katherine Osthus's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUMAN WEALTH ADVISORS

EQUITA FINANCIAL NETWORK, INC.

ACCESS FINANCIAL SERVICES, INC.

BGM WEALTH MANAGEMENT

CHOREO, LLC

BIRCHTREE FINANCIAL SERVICES LLC

Primary Firm SEC Registration

TRUMAN WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2011

Series 7

Date: 5/16/2011

Current Firm

TRUMAN WEALTH ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUMAN WEALTH ADVISORS

TRUST BUT VERIFY

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