Roger Z. Luo
Professional summary
Roger Zhenyuan Luo, who also goes by Roger Luo, Zhen Yuan Luo, is a registered financial professional currently at ABN AMRO SECURITIES (USA) LLC located in New Brunswick, New Jersey and ABN AMRO CAPITAL MARKETS (USA) LLC located in New York, New York.
Roger is registered as a RR (Registered Representative) and started their career in finance in 2012. Roger has worked at 6 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roger Zhenyuan Luo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2018 - Present
ABN AMRO SECURITIES (USA) LLC
Office #1: 303 George Street 3rd Floor, New Brunswick, NJ 08901November 7, 2023 - Present
ABN AMRO CAPITAL MARKETS (USA) LLC
Office #1: 250 Park Avenue Suite 911, New York, NY 10177Office #2: 250 Park Avenue Suite 911, New York, NY 10177October 3, 2013 - October 2, 2014
MPS GLOBAL SECURITIES, LLC
October 3, 2013 - July 24, 2018
MAREX CAPITAL MARKETS INC.
July 2, 2012 - August 7, 2013
VIRTU AMERICAS LLC
April 30, 2012 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ABN AMRO CAPITAL MARKETS (USA) LLC
CRD#: 325235 / SEC#: , 8-71059
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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