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Filipe Delvaux

DELVAUX WEALTH MANAGEMENT
BRIGHTON, CO
Some features on this profile are disabled
CRD#: 5840592
FD

Professional summary

Filipe Delvaux, who also goes by Filipe Delvaux Brum De Oliveira, is a registered financial advisor currently at DELVAUX WEALTH MANAGEMENT located in Brighton, Colorado.

Filipe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Filipe has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Filipe Delvaux Brum De Oliveira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Delvaux, LLC | not investment related | Mesa, Arizona | start date 05/27/2019 | Founder, sell personal care products. All activates in this company are outsourced to generate a passive source of income | less than 20 hours per month | none during securities trading hours; (2) Little Galloway Ranch, LLC | not investment related | Brighton, Colorado | start date 06/10/2022 | owner, rent barns on my property | less than 20 hours per month | none during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Filipe Delvaux's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2025 - Present

DELVAUX WEALTH MANAGEMENT

RIA
CRD#: 336199
BRIGHTON, CO
Past

March 19, 2024 - March 7, 2025

ATHOS PRIVATE WEALTH LLC

RIA
CRD#: 309862
HOLLADAY, UT
Past

May 15, 2020 - February 14, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Frisco, CO
Past

May 13, 2020 - February 14, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Frisco, CO
Past

May 17, 2017 - May 28, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SCOTTSDALE, AZ
Past

April 13, 2017 - May 28, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SCOTTSDALE, AZ
Past

August 10, 2015 - March 31, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(6/16/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/16/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/31/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/10/2015
General Securities Representative Examination

Current Firm

DW
DELVAUX WEALTH MANAGEMENT
DELVAUX WEALTH MANAGEMENT | DELVAUX WEALTH MANAGEMENT LLC

CRD#: 336199 / SEC#:

Colorado
Registered Investment Advisory firm - (6/16/2025 Approved)
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Contact information

Main Address
Brighton, CO
Mailing Address
1001 Bannock St. #603, Denver, CO 80204
Phone number
(801) 669-7549
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts4
AUM (Assets Under Management)$ 1,098,277

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DELVAUX WEALTH MANAGEMENT

CRD#: 336199Brighton, CO

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