Zachary N. Threadgill

THREADGILL FINANCIAL

THE WOODLANDS, TX 77380

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CRD#: 5840092

Professional summary

Zachary N Threadgill, CFP® is a registered financial advisor currently at THREADGILL FINANCIAL, LLC located in The Woodlands, Texas.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Zachary has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business: Insurance; whether the business is investment-related: no; the address of the other business: same as Adviser; the nature of the other business: Insurance sales; your position: Sales; title, or relationship with the other business: sales; the start date of your relationship: 11/2010; the approximate number of hours/month you devote to the other business: varies; the number of hours you devote to the other business during securities trading hours: varies; and briefly describe your duties relating to the other business: insurance sales;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary N Threadgill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

February 10, 2015 - Present

THREADGILL FINANCIAL, LLC

Office #1: 2170 Buckthorne Place Suite 260, The Woodlands, TX 77380

RIA

CRD#: 174865

THE WOODLANDS, TX

Past

September 24, 2014 - March 20, 2015

AWM FINANCIAL SERVICES INC.

RIA

CRD#: 144351

HOUSTON, TX

Past

April 4, 2011 - June 5, 2014

RETIREMENT PLANNERS OF AMERICA

RIA

CRD#: 157222

PLANO, TX

Past

October 1, 2010 - June 20, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

PLANO, TX

Past

September 20, 2010 - December 31, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THREADGILL FINANCIAL, LLC

CRD#: 174865 / SEC#: 801-112505

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

Louisiana

Registered Investment Advisory firm - (2/26/2018 Terminated)

Texas

Registered Investment Advisory firm - (2/23/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/10/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/2010

General Securities Representative Examination

Current Firm

THREADGILL FINANCIAL, LLC

CRD#: 174865 / SEC#: 801-112505

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

Louisiana

Registered Investment Advisory firm - (2/26/2018 Terminated)

Texas

Registered Investment Advisory firm - (2/23/2018 Terminated)

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Contact information

Main Address

2170 Buckthorne Place Suite 260, The Woodlands, TX 77380

Mailing Address

Phone number

(713) 893-5635

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2AB (2/18/2025)

Regulatory assets under management

Total Number of Accounts	870
AUM (Assets Under Management)	$ 376,136,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary N. Threadgill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary N Threadgill's CRS (Customer Relationship Summary).

Certified licenses

Experience

THREADGILL FINANCIAL, LLC

AWM FINANCIAL SERVICES INC.

RETIREMENT PLANNERS OF AMERICA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

THREADGILL FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2010

Series 7

Date: 9/19/2010

Current Firm

THREADGILL FINANCIAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THREADGILL FINANCIAL, LLC

TRUST BUT VERIFY

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