Charles E. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Andrews, who also goes by Chuck Andrews, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1969. Charles had worked at 4 firms and has passed the Series 65, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2010 - December 31, 2021
ANDREWS & COMPANY
March 2, 1990 - September 2, 1992
ROBERT W. BAIRD & CO. INCORPORATED
March 21, 1975 - March 6, 1990
PENINSULAR SECURITIES COMPANY
May 14, 1969 - March 21, 1975
HUDSON WHITE & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/21/1964
Registered Representative ExaminationSeries 00
Date: 5/1/1969
General Securities Principal ExaminationCurrent Firm
ANDREWS & COMPANY
CRD#: 122750 / SEC#: 801-67547
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
