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GB

Geoffrey R. Brown

MADISON CAPITAL MARKETS LLC
NEWPORT BEACH, CA 92660
Some features on this profile are disabled
CRD#: 5839869
GB

Professional summary

Geoffrey Ross Brown, who also goes by Geoffrey R Brown, Geoff Brown, is a registered financial professional currently at MADISON CAPITAL MARKETS LLC located in Newport Beach, California.

Geoffrey is registered as a RR (Registered Representative) and started their career in finance in 2010. Geoffrey has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Geoffrey R Brown | Geoff Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Geoffrey Ross Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 4, 2025 - Present

MADISON CAPITAL MARKETS LLC

Office #1: 26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660
BD
CRD#: 332196
NEWPORT BEACH, CA
Past

December 21, 2023 - October 31, 2025

REALTA EQUITIES, INC.

BD
CRD#: 23769
WILMINGTON, DE
Past

October 14, 2022 - September 19, 2023

PEACHTREE PC INVESTORS, LLC

BD
CRD#: 301004
ATLANTA, GA
Past

June 20, 2022 - September 29, 2022

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
RICHMOND, VA
Past

May 21, 2021 - June 15, 2022

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

January 3, 2017 - April 15, 2021

MOODY SECURITIES, LLC

BD
CRD#: 148771
CELEBRATION, FL
Past

April 11, 2016 - November 18, 2016

INLAND SECURITIES CORPORATION

BD
CRD#: 15807
OAK BROOK, IL
Past

January 21, 2015 - January 7, 2016

RESOURCE SECURITIES LLC

BD
CRD#: 133022
PHILADELPHIA, PA
Past

July 23, 2013 - January 12, 2015

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

March 29, 2011 - July 17, 2013

SEI INVESTMENTS DISTRIBUTION CO.

BD
CRD#: 10690
OAKS, PA
Past

October 21, 2010 - February 22, 2011

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
DEVON, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/4/2025)
RR
Connecticut
(11/4/2025)
RR
District of Columbia
(11/4/2025)
RR
Maine
(11/4/2025)
RR
Maryland
(11/4/2025)
RR
Massachusetts
(11/4/2025)
RR
Michigan
(11/4/2025)
RR
New Hampshire
(11/4/2025)
RR
New Jersey
(11/4/2025)
RR
New York
(11/4/2025)
RR
Ohio
(11/4/2025)
RR
Pennsylvania
(11/4/2025)
RR
Rhode Island
(11/4/2025)
RR
Vermont
(11/4/2025)
RR
Virginia
(11/4/2025)
RR
West Virginia
(11/4/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/15/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MADISON CAPITAL MARKETS LLC
MADISON CAPITAL MARKETS LLC

CRD#: 332196 / SEC#: , 8-71262

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660
Mailing Address
26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660
Phone number
(949) 281-0366
Established
Delaware since 05/28/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MADISON CAPITAL GROUP HOLDINGS, LLCOWNER
KREMIN, JEFFREY MICHAELPRESIDENT/NATIONAL SALES DIRECTOR2077277
TARRA, SCOTT PATRICKFINOP/PFO4593965
TEEPLE, AMANDA BROOKECHIEF COMPLIANCE OFFICER (CCO)/POO4928064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MADISON CAPITAL MARKETS LLC

CRD#: 332196Newport Beach, CA 92660

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