Devin L. King

KING FINANCIAL

Lathrop, CA

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CRD#: 5839705

Professional summary

Devin Lee King is a registered financial advisor currently at KING FINANCIAL located in Lathrop, California.

Devin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Devin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Devin Lee King is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. KFI always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of KFI in connection with such individual's activities outside of KFI. Damask Holdings; Managing General Partner ; investment related: Yes; 18476 Jennings Dr, Lathrop, CA, 95330; Damask Holdings buys and sells collectables.; Purchasing new collectables. Selling collectables primarily on eBay. ; 2020-12-22; Hours devoted to business during trading hours: 0;Hours devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 2;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devin Lee King's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2018 - Present

KING FINANCIAL

RIA

CRD#: 299374

Lathrop, CA

Past

April 3, 2015 - November 29, 2018

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

Lathrop, CA

Past

April 2, 2015 - November 29, 2018

CREATIVEONE SECURITIES, LLC

CRD#: 152974

Lathrop, CA

Past

May 7, 2014 - April 15, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

PLEASANTON, CA

Past

May 6, 2014 - April 15, 2015

LPL FINANCIAL LLC

CRD#: 6413

PLEASANTON, CA

Past

November 29, 2010 - May 5, 2014

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WALNUT CREEK, CA

Past

October 21, 2010 - May 5, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

WALNUT CREEK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/28/2018)

IAR

Texas
(11/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2010

General Securities Representative Examination

Current Firm

KING FINANCIAL

KING FINANCIAL | KING FINANCIAL INCORPORATED

CRD#: 299374 / SEC#:

California

Registered Investment Advisory firm - (11/28/2018 Approved)

Texas

Registered Investment Advisory firm - (11/28/2018 Conditional Restricted)

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Contact information

Main Address

Lathrop, CA

Mailing Address

Phone number

(925) 872-7706

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	184
AUM (Assets Under Management)	$ 89,191,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Devin L. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devin Lee King's CRS (Customer Relationship Summary).

Certified licenses

Experience

KING FINANCIAL

CREATIVEONE SECURITIES, LLC

CREATIVEONE SECURITIES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2010

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2010

Current Firm

KING FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KING FINANCIAL

TRUST BUT VERIFY

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