Kenneth L. Templeton

ULTA WEALTH MANAGEMENT

Las Vegas, NV 89146

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CRD#: 5839612

Professional summary

Kenneth L Templeton II, who also goes by K-lynn Templeton, Kenneth L Templeton, is a registered financial advisor currently at ULTA WEALTH MANAGEMENT, LLC located in Las Vegas, Nevada.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Kenneth has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

K-Lynn Templeton | Kenneth L Templeton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth L Templeton II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2021 - Present

ULTA WEALTH MANAGEMENT, LLC

Office #1: 3311 South Rainbow Blvd. Suite 203, Las Vegas, NV 89146

RIA

CRD#: 310879

Las Vegas, NV

Past

March 25, 2011 - January 21, 2021

MORGAN STANLEY

RIA

CRD#: 149777

LAS VEGAS, NV

Past

December 21, 2010 - January 21, 2021

MORGAN STANLEY

CRD#: 149777

LAS VEGAS, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ULTA WEALTH MANAGEMENT, LLC

CRD#: 310879 / SEC#: 801-128332

RIA

Registered Investment Advisory firm - (7/13/2023 Approved)

Nevada

Registered Investment Advisory firm - (9/29/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(2/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/9/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/2010

General Securities Representative Examination

Current Firm

ULTA WEALTH MANAGEMENT, LLC

CRD#: 310879 / SEC#: 801-128332

RIA

Registered Investment Advisory firm - (7/13/2023 Approved)

Nevada

Registered Investment Advisory firm - (9/29/2023 Terminated)

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Contact information

Main Address

3311 South Rainbow Blvd. Suite 203, Las Vegas, NV 89146

Mailing Address

Phone number

(702) 478-4777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/7/2025)

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 132,408,398

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth L. Templeton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth L Templeton II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ULTA WEALTH MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

ULTA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/9/2011

SIE

Date: 10/1/2018

Series 7

Date: 12/9/2010

Current Firm

ULTA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ULTA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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